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RIA / WealthAdvisor48 years in industry

JAMES DON VANDERBEEK

Advisor at CONNECT FINANCIAL ADVISORS

PROVIDENCE, UT

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Search this name across graphsid dfx:ria:7724b393-1a61-243e-c5ff-0aaf59ec69cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONNECT FINANCIAL ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 21, 1986
First registration: Sep 7, 2006
Dual registered: no
Other names: JIM VANDERBEEK
IAPD individual key: 1485860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONNECT FINANCIAL ADVISORS	State registered	Oct 11, 2022	n/a	yes	PROVIDENCE, UT	Current employment
KEYSTONE WEALTH ADVISORS	Former SEC adviser	Nov 7, 2011	Oct 3, 2022	no	LOGAN, UT	Previous registration
VANDERBEEK ADVISORS LLC	n/a	Jun 4, 2008	Oct 18, 2010	no	LOGAN, UT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 5, 2007	Nov 7, 2011	no	LOGAN, UT\|LOGAN, UT\|SMITHFIELD, UT\|PROVIDENCE, UT\|BRIGHAM, UT\|LOGAN, UT	Previous registration
ALLEGIS ADVISORS, INC.	n/a	Sep 7, 2006	Apr 3, 2007	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEYSTONE WEALTH ADVISORS	CONNECT FINANCIAL ADVISORS	Oct 3, 2022	Oct 11, 2022	8	Firm change	RIA to state RIA
LPL FINANCIAL LLC	VANDERBEEK ADVISORS LLC	Nov 7, 2011	Jun 4, 2008	-1,251	Firm change after gap	Other
VANDERBEEK ADVISORS LLC	KEYSTONE WEALTH ADVISORS	Oct 18, 2010	Nov 7, 2011	385	Firm change	Other
ALLEGIS ADVISORS, INC.	LPL FINANCIAL LLC	Apr 3, 2007	Apr 5, 2007	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
158234:321212:UT:2022-10-03	Oct 3, 2022	Oct 11, 2022	LOGAN, UT	Firm change

Relationships

Registered with (5)

→ CONNECT FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ KEYSTONE WEALTH ADVISORSRegistered adviserregistration: previous registration
Nov 7, 2011 to Oct 3, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 5, 2007 to Nov 7, 2011factForm ADV
→ VANDERBEEK ADVISORS LLCRegistered adviserregistration: previous registration
Jun 4, 2008 to Oct 18, 2010factForm ADV
→ ALLEGIS ADVISORS, INC.Registered adviserregistration: previous registration
Sep 7, 2006 to Apr 3, 2007factForm ADV

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
James Don Vanderbeek left Keystone Wealth Advisors for Connect Financial Advisors (registered 2022-10-11)
Form ADVobserved 4 days ago