DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Don Vanderbeek
Feed of 09/14/2026
Also filed as Jim Vanderbeek
At current firm
3 y
since Oct 11, 2022
In the industry
48 y
since Jan 1, 1978 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Connect Financial Advisors state registered currentsince Oct 11, 2022 · Providence, Ut
- Keystone Wealth Advisors formerNov 7, 2011 to Oct 3, 2022 · Logan, Ut
- Vanderbeek Advisors LLC unclassifiedJun 4, 2008 to Oct 18, 2010 · Logan, Ut
- LPL Financial LLC BD affiliatedApr 5, 2007 to Nov 7, 2011 · Logan, Ut
- Allegis Advisors, Inc. unclassifiedSep 7, 2006 to Apr 3, 2007 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Keystone Wealth Advisors to Connect Financial Advisorsleft Oct 3, 2022, registered Oct 11, 2022 (8 days) · RIA to a state-registered adviser · moved with a team
- LPL Financial LLC to Vanderbeek Advisors LLCleft Nov 7, 2011, registered Jun 4, 2008 (-1251 days) · Other
- Vanderbeek Advisors LLC to Keystone Wealth Advisorsleft Oct 18, 2010, registered Nov 7, 2011 (385 days) · Other
- Allegis Advisors, Inc. to LPL Financial LLCleft Apr 3, 2007, registered Apr 5, 2007 (2 days) · Other
Signals
- James Don Vanderbeek left Keystone Wealth Advisors for Connect Financial Advisors (registered 2022-10-11)Oct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address