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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

TODD Matthew PERTTULA

Advisor at CHARLES SCHWAB & CO., INC.

Novi, MI

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Search this name across graphsid dfx:ria:773e7898-5e80-a1f2-4fcc-8b15d4715944

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 1, 1994
First registration: Sep 23, 2013
Dual registered: yes, broker-dealer
Other names: TODD MATTHEW PERTTULA|TODD PERTTULA
IAPD individual key: 2419901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 24, 2022	n/a	yes	Novi, MI	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 14, 2022	Mar 31, 2022	no	Plymouth,, MI	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 4, 2016	Nov 5, 2020	no	ANN ARBOR, MI\|SOUTH LYON, MI\|SOUTHFIELD, MI\|Novi, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 9, 2014	Aug 31, 2016	no	BRIGHTON, MI	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 23, 2013	Aug 18, 2014	no	Ann Arbor, MI\|Troy, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Mar 31, 2022	Jun 24, 2022	85	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	AE WEALTH MANAGEMENT, LLC	Nov 5, 2020	Jan 14, 2022	435	Firm change after gap	Ibd to ibd
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Aug 31, 2016	Oct 4, 2016	34	Firm change	Other
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Aug 18, 2014	Sep 9, 2014	22	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 23, 2013 to Aug 18, 2014factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2022 to Mar 31, 2022factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 4, 2016 to Nov 5, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 9, 2014 to Aug 31, 2016factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
Todd Matthew Perttula left Ae Wealth Management, Llc for Charles Schwab & Co., Inc. (registered 2022-06-24)
Form ADVobserved 5 days ago