DFX Intelligence
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Advisor at L•• F•••••••• L••
AMARILLO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 18, 2026 | n/a | yes | AMARILLO, TX | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Apr 25, 2022 | n/a | yes | Amarillo, TX | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | Sep 18, 2026 | Sep 18, 2026 | 0 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | May 23, 2022 | Apr 25, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:TX:2026-09-18 | Sep 18, 2026 | Sep 18, 2026 | AMARILLO, TX | Firm change |
| 6413:149018:TX:2022-05-16 | May 23, 2022 | Apr 25, 2022 | AMARILLO, TX | Firm change |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• |
| Bd affiliated wealth |
| Apr 25, 2022 |
| n/a |
| yes |
| Amarillo, TX |
| Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Apr 25, 2022 | Sep 18, 2026 | no | Amarillo, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 21, 2012 | May 23, 2022 | no | AMARILLO, TX|LOCKNEY, TX|OLTON, TX|SILVERTON, TX|FLOYDADA, TX|AMARILLO, TX|AMARILLO, TX|HAPPY, TX|AMARILLO, TX|AMARILLO, TX|SAN DIEGO, CA|PLAINVIEW, TX|DALHART, TX|STRATFORD, TX|HEREFORD, TX|AMARILLO, TX|AMARILLO, TX|AMARILLO, TX|TEXLINE, TX|AMARILLO, TX|DUMAS, TX|CANYON, TX|SUNRAY, TX|STRATFORD, TX|DALHART, TX|DUMAS, TX|AMARILLO, TX|ADDISON, TX|AMARILLO, TX|AMARILLO, TX | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Dec 14, 2007 | Feb 21, 2012 | no | AMARILLO, TX|AMARILLO, TX|AMARILLO, TX | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 29, 2007 | Dec 18, 2007 | no | AMARILLO, TX | Previous registration |
| C••••••• I••••••••• S••••••• | n/a | May 6, 2005 | May 29, 2007 | no | AMARILLO, TX|AMARILLO, TX | Previous registration |
| E•••• N••••••• S••••••••• I••• | Former SEC adviser | Jul 23, 2004 | May 6, 2005 | no | ABILENE, TX | Previous registration |
| -28 |
| Firm change |
| RIA to ibd |
| C••••• I••••••••• S••••••• L•• | L•• F•••••••• L•• | Feb 21, 2012 | Feb 21, 2012 | 0 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | C••••• I••••••••• S••••••• L•• | Dec 18, 2007 | Dec 14, 2007 | -4 | Firm change | Other |
| C••••••• I••••••••• S••••••• | C•••••••• G••••• M•••••• I••• | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| E•••• N••••••• S••••••••• I••• | C••••••• I••••••••• S••••••• | May 6, 2005 | May 6, 2005 | 0 | Firm change | Other |