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R•• R• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

R•• R• C••••••

Advisor at K••••• A•••••••• I•••

Salt Lake City, UT | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:7759709c-cc15-bdf6-5133-fb66801ee3ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Nov 13, 2019	n/a	yes	FT. LAUDERDALE, FL\|Salt Lake City, UT	Current employment
C•••••• C•••••• L••	Former SEC adviser	Feb 18, 2010	Nov 13, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• L••	K••••• A•••••••• I•••	Nov 13, 2019	Nov 13, 2019	0	Firm change	RIA to ibd
R•• C•••••• M••••••• L••	C•••••• C•••••• L••	Feb 3, 2010

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ C•••••• C•••••• L••Registered adviserregistration: previous registration
Feb 18, 2010 to Nov 13, 2019factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 7, 2001 to Feb 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7759709c-cc15-bdf6-5133-fb66801ee3ee
First observed: Jun 7, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.