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RIA / WealthAdvisordual registered (broker-dealer)50 years in industry

ANTHONY JOHN SORRENTINO

Advisor at LPL FINANCIAL LLC

NORTH HAVEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:775a37ce-188e-8b7b-072b-0af602a422a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jun 3, 2008
First registration: Jul 12, 2008
Dual registered: yes, broker-dealer
Other names: ANTHONY JOHN SORRENTINO|TONY SORRENTINO
IAPD individual key: 821672

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 9, 2020	n/a	yes	NORTH HAVEN, CT	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Oct 9, 2020	no	LA VISTA, NE	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Oct 11, 2016	Sep 18, 2020	no	North Haven, CT	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 12, 2008	Nov 9, 2016	no	LINCOLN, NE\|NORTH HAVEN, CT\|WESTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Oct 9, 2020	Oct 9, 2020	0	Firm change	Ibd to ibd
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
AMERITAS ADVISORY SERVICES	SSN ADVISORY, INC.	Nov 9, 2016	Oct 11, 2016	-29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:6413:NE:2020-10-09	Oct 9, 2020	Oct 9, 2020	LA VISTA, NE	Firm change
14869:126090:OH:2016-11-07	Nov 9, 2016	Oct 11, 2016	WESTERVILLE, OH	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 9, 2020 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Oct 9, 2020factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Oct 11, 2016 to Sep 18, 2020factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 12, 2008 to Nov 9, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:775a37ce-188e-8b7b-072b-0af602a422a3
First observed: Jul 12, 2008
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANTHONY JOHN SORRENTINO

Advisor at LPL FINANCIAL LLC

NORTH HAVEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:775a37ce-188e-8b7b-072b-0af602a422a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 9, 2020

n/a

yes

NORTH HAVEN, CT

Current employment

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Sep 18, 2020

Oct 9, 2020

LA VISTA, NE

Previous registration

SSN ADVISORY, INC.

Former SEC adviser

Oct 11, 2016

Sep 18, 2020

North Haven, CT

Previous registration

AMERITAS ADVISORY SERVICES

Former SEC adviser

Jul 12, 2008

Nov 9, 2016

LINCOLN, NE|NORTH HAVEN, CT|WESTERVILLE, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SECURITIES AMERICA ADVISORS, INC.

LPL FINANCIAL LLC

Oct 9, 2020

Firm change

Ibd to ibd

SSN ADVISORY, INC.

SECURITIES AMERICA ADVISORS, INC.

Sep 18, 2020

Bulk transfer

Ibd to ibd

AMERITAS ADVISORY SERVICES

SSN ADVISORY, INC.

Nov 9, 2016

Oct 11, 2016

-29

Firm change

Other

Team

Left

Joined

From

Kind

110518:6413:NE:2020-10-09

Oct 9, 2020

LA VISTA, NE

Firm change

14869:126090:OH:2016-11-07

Nov 9, 2016

Oct 11, 2016

WESTERVILLE, OH

Firm change