DFX Intelligence

K•••• A••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

K•••• A••••• K••••••

Advisor at P••• R• R••• F•••••••• G••••• L••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:775fda06-7b16-6252-5336-6615cadcc579

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• R• R••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• R• R••• F•••••••• G••••• L••	Independent wealth	Aug 16, 2018	n/a	yes	BELLEVUE, WA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Nov 13, 2024	no	BELLEVUE, WA\|Seattle, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Nov 13, 2024	n/a	n/a	Departure no registered destination	Departure
C••••• A•••••• N••••••• L••	P••• R• R••• F•••••••• G••••• L••	Jun 29, 2023	Aug 16, 2018	-1,778

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:297284:WA:2023-06-29	Jun 29, 2023	Aug 16, 2018	SEATTLE, WA	Firm change after gap

Relationships

Registered with (4)

→ P••• R• R••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 16, 2018 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Nov 13, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to Jun 29, 2023factForm ADV
→ D••• D••••••• • C••

Dated events

Occurred
Nov 13, 2024
A•••••• departure
K•••• A••••• K•••••• no longer registered at C••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jun 29, 2023
A•••••• firm change
K•••• A••••• K•••••• left C••••• A•••••• N••••••• L•• for P••• R• R••• F•••••••• G••••• L•• (registered 2018-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:775fda06-7b16-6252-5336-6615cadcc579
First observed: Jul 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.