DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PAUL R. RIED FINANCIAL GROUP, LLC

CRD 297284

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac28a0e5-9092-2bed-aae6-0afc2fe18033

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Jul 6, 2018 to Mar 3, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $141Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,516
Individual clients: 658
High net worth clients: 401
SEC number: 801-113796
CRD: 297284
Filings on the tape: 23
First filed: Jul 6, 2018
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY ROSS KIMMEL	Certified Financial Planner	BELLEVUE, WA	8	34	2	no
ADAM JORDAN	n/a	BELLEVUE, WA	8	24	2	no
JASON PAUL MILLER	n/a	BELLEVUE, WA	8	21	2	no
KELLY ANDREW KOLSTAD	Certified Financial Planner	BELLEVUE, WA	8	15	3	no
PAUL RICHARD RIED	Certified Financial Planner	BELLEVUE, WA	8	40	2	no
STANLEY THEODORE WOODROME	n/a	BELLEVUE, WA	6	11	n/a	no
Georgia Ann Maloy	n/a	BELLEVUE, WA	3	21	1	no
Kenneth Wayne Powell	Certified Financial Planner	BELLEVUE, WA	2	21	n/a	no
Daniel Yinfu Shen	n/a	BELLEVUE, WA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JORDAN, ADAM	Cco	Na	yes	05/2018	Mar 3, 2026	Mar 3, 2026
RIED, PAUL, RICHARD	PRESIDENT/CEO	E	yes	07/1986	Jul 6, 2018	Nov 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 3, 2026	$1.3B	$1.3B	12	8	n/a	n/a
2024	Feb 24, 2025	$1.1B	$1.1B	10	9	n/a	n/a
2023	Mar 22, 2024	$981M	$972M	8	7	n/a	n/a
2022	Mar 9, 2023	$876M	$868M	8	7	n/a	n/a
2021	Mar 4, 2022	$969M	$959M	10	9	n/a	n/a
2020	Mar 2, 2021	$831M	$822M	10	8	n/a	n/a
2019	Feb 19, 2020	$722M	$714M	9	7	n/a	n/a
2018	Feb 20, 2019	$610M	$601M	9	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	19.5%	$876M	13.1%	12	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA ADVISOR NETWORKS LLC	5	Jun 29, 2023	Aug 17, 2018	BELLEVUE, WA	Team lift out	Ibd to RIA	1.3%

Relationships

Registered with (11)

← Daniel Yinfu ShenAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← Kenneth Wayne PowellAdvisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV
← Georgia Ann MaloyAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← STANLEY THEODORE WOODROMEAdvisorregistration: current employment
Jul 27, 2020 to presentfactForm ADV
← PAUL RICHARD RIEDAdvisorregistration: current employment
Aug 17, 2018 to presentfactForm ADV
← TIMOTHY ROSS KIMMELAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← ADAM JORDANAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← JASON PAUL MILLERAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← KELLY ANDREW KOLSTADAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← JAMES ROSS MCBARRONAdvisorregistration: previous registration
Jul 9, 2021 to Sep 8, 2023factForm ADV
← Darren DindingerAdvisorregistration: previous registration
Aug 16, 2018 to Sep 13, 2022factForm ADV

Controls (2)

← RIED, PAUL, RICHARDOwnerPRESIDENT/CEO, ownership code E, individual
Jul 6, 2018 to Nov 18, 2024factForm ADV
← JORDAN, ADAMOwnerCCO, ownership code NA, individual
Jul 6, 2018 to Nov 18, 2024factForm ADV

Moved with (1)

← CETERA ADVISOR NETWORKS LLCRegistered adviser5 advisors, team lift out, same day
Jun 29, 2023 to Aug 17, 2018factForm ADV

Dated events

Occurred
Sep 8, 2023
Advisor changed firm
James Ross Mcbarron left Paul R. Ried Financial Group, Llc for Pacific Sage Partners, Llc (registered 2023-10-02)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2023
Team lift-out
5 advisors left Cetera Advisor Networks LLC (Bellevue, WA) for Paul R. Ried Financial Group, LLC on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Sep 13, 2022
Advisor changed firm
Darren Dindinger left Paul R. Ried Financial Group, Llc for Allworth Financial, L.P. (registered 2023-07-25)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2018
First Form ADV filing
Paul R. Ried Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac28a0e5-9092-2bed-aae6-0afc2fe18033
First observed: Jul 6, 2018
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PAUL R. RIED FINANCIAL GROUP, LLC

CRD 297284

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac28a0e5-9092-2bed-aae6-0afc2fe18033

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY ROSS KIMMEL

Certified Financial Planner

BELLEVUE, WA

ADAM JORDAN

n/a

BELLEVUE, WA

JASON PAUL MILLER

n/a

BELLEVUE, WA

KELLY ANDREW KOLSTAD

Certified Financial Planner

BELLEVUE, WA

PAUL RICHARD RIED

Certified Financial Planner

BELLEVUE, WA

STANLEY THEODORE WOODROME

n/a

BELLEVUE, WA

n/a

Georgia Ann Maloy

n/a

BELLEVUE, WA

Kenneth Wayne Powell

Certified Financial Planner

BELLEVUE, WA

n/a

Daniel Yinfu Shen

n/a

BELLEVUE, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JORDAN, ADAM

Cco

yes

05/2018

Mar 3, 2026

RIED, PAUL, RICHARD

PRESIDENT/CEO

yes

07/1986

Jul 6, 2018

Nov 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$1.3B

n/a

2024

Feb 24, 2025

$1.1B

n/a

2023

Mar 22, 2024

$981M

$972M

n/a

2022

Mar 9, 2023

$876M

$868M

n/a

2021

Mar 4, 2022

$969M

$959M

n/a

2020

Mar 2, 2021

$831M

$822M

n/a

2019

Feb 19, 2020

$722M

$714M

n/a

2018

Feb 20, 2019

$610M

$601M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

19.5%

$876M

13.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA ADVISOR NETWORKS LLC

Jun 29, 2023

Aug 17, 2018

BELLEVUE, WA

Team lift out

Ibd to RIA

1.3%