B•••• H••••••

Advisor at E•••• S••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:7767312a-2ba9-42ee-4319-f6fa64ceb49d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Dec 15, 2023	n/a	yes	NEW YORK, NY	Current employment
I••••••• P•••••••• L••	Independent wealth	Jan 13, 2021	Feb 23, 2022	no	MORRIS PLAINS, NJ\|ALPHARETTA, GA\|CHATHAM, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• P•••••••• L••	E•••• S••••••••• L••	Feb 23, 2022	Dec 15, 2023	660	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ I••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2021 to Feb 23, 2022factForm ADV

Dated events

Occurred
Feb 23, 2022
Advisor changed firm
B•••• H•••••• left I••••••• P•••••••• L•• for E•••• S••••••••• L•• (registered 2023-12-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7767312a-2ba9-42ee-4319-f6fa64ceb49d
First observed: Jan 13, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.