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CRD 172979
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEITH DAVID JOHNSON | n/a | ALPHARETTA, GA | 11 | 37 | 2 | no |
| ALBERT SIDNEY BROWNING | Certified Financial Planner | HUDSON, MA | ALPHARETTA, GA | BRADENTON, FL | 11 | 27 | 2 | no |
| Michal-Erin Frushell | Chartered Financial Analyst | ALPHARETTA, GA | 4 | 11 | 2 | no |
| Thomas Justin Kozelka | n/a | ALPHARETTA, GA | 0 | 28 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWNING, ALBERT, SIDNEY | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | yes | 02/2010 | Nov 20, 2014 | May 28, 2024 |
| JOHNSON, KEITH, DAVID | MANAGING PARTNER, CHIEF INVESTMENT OFFICER | D | yes | 02/2010 | Nov 20, 2014 | May 28, 2024 |
| Frushell, Michal-Erin | EXECUTIVE VICE PRESIDENT | Na | no | 04/2022 | Feb 29, 2024 | May 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 24, 2026 | $245M | $245M | 5 | 3 | 2 | n/a | n/a |
| 2024 | Feb 19, 2025 | $232M | $232M | 5 | 3 | 2 | n/a | n/a |
| 2023 | Feb 29, 2024 | $202M | $202M | 3 | 3 | 1 | n/a | n/a |
| 2022 | Feb 24, 2023 | $172M | $172M | 3 | 3 | 1 | n/a | n/a |
| 2021 | Mar 18, 2022 | $188M | $188M | 2 | 2 | 0 | n/a | n/a |
| 2020 | Mar 11, 2021 | $168M | $168M | 3 | 3 | 1 | n/a | n/a |
| 2019 | Mar 9, 2020 | $150M | $150M | 2 | 2 | 0 | n/a | n/a |
| 2018 | Mar 6, 2019 | $162M | $143M | 4 | 3 | 1 | n/a | n/a |
| 2017 | Mar 9, 2018 | $134M | $134M | 4 | 3 | 1 | n/a | n/a |
| 2016 | Feb 8, 2017 | $148M | $111M | 5 | 3 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $124M | $91.1M | 5 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $245M | $232M | 5.6% | $172M | 12.5% | 5 | 5 | 2 | 2 |