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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JOHN WALTER CROSS

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Coral Gables, FL

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Search this name across graphsid dfx:ria:776a22a9-1f88-d5db-3645-63b2a4a9fadc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 5, 2014
First registration: Sep 9, 2014
Dual registered: yes, broker-dealer
Other names: JOHN W CROSS
IAPD individual key: 4500908

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jul 30, 2026	n/a	yes	NEW YORK, NY\|Coral Gables, FL	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 28, 2025	Aug 6, 2026	no	Coral Gables, FL	Previous registration
LAIDLAW WEALTH MANAGEMENT LLC	Independent wealth	May 21, 2021	Dec 31, 2024	no	Coral Gables, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 9, 2014	May 12, 2021	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ARAX ADVISORY PARTNERS	Aug 6, 2026	Jul 30, 2026	-7	Firm change	Ibd to ibd
LAIDLAW WEALTH MANAGEMENT LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Dec 31, 2024	Jan 28, 2025	28	Firm change	RIA to ibd
WELLS FARGO ADVISORS	LAIDLAW WEALTH MANAGEMENT LLC	May 12, 2021	May 21, 2021	9	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2025 to Aug 6, 2026factForm ADV
→ LAIDLAW WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
May 21, 2021 to Dec 31, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 9, 2014 to May 12, 2021factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
John Walter Cross left U.S. Capital Wealth Advisors, Llc for Arax Advisory Partners (registered 2026-07-30)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Advisor changed firm
John Walter Cross left Laidlaw Wealth Management Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-28)
Form ADVobserved 6 days ago