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W•••••• G•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)22 years in industry

W•••••• G•••••• D•••••••

Advisor at M••••• S••••••

FAIRHOPE, AL

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Search this name across graphsid dfx:ria:776b4e78-f5a6-9276-24ba-2a8973f20eb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 12, 2024	n/a	yes	FAIRHOPE, AL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 20, 2016	Apr 26, 2024	no	DAPHNE, AL\|FOLEY, AL\|GULF SHORES, AL\|DAPHNE, AL\|BIRMINGHAM, AL\|SPANISH FORT, AL\|FOLEY, AL\|SPANISH FORT, AL\|LOXLEY, AL\|DAPHNE, AL\|DAPHNE, AL\|BAY MINETTE, AL\|LOXLEY, AL\|DAPHNE, AL\|BIRMINGHAM, AL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Apr 26, 2024	Apr 12, 2024	-14	Firm change	Wirehouse to wirehouse
I••••••••• A••••••• A•••• M••••••••• L••	W•••• F•••• A•••••••	Nov 23, 2016

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 12, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 20, 2016 to Apr 26, 2024factForm ADV
→ I••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2005 to Nov 23, 2016factForm ADV
→ C••••••• R•••••••• I••••••••• A••••••• L••

Dated events

Occurred
Apr 26, 2024
Advisor changed firm
W•••••• G•••••• D••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-04-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:776b4e78-f5a6-9276-24ba-2a8973f20eb6
First observed: Dec 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.