RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• G•••••• D•••••••
- M••••• S•••••• wirehouse currentsince Apr 12, 2024 · Fairhope, Al
- W•••• F•••• A••••••• wirehouseJun 20, 2016 to Apr 26, 2024 · Daphne, Al
- I••••••••• A••••••• A•••• M••••••••• L•• formerJan 31, 2005 to Nov 23, 2016 · Spanish Fort, Al
- C••••••• R•••••••• I••••••••• A••••••• L•• formerDec 17, 2003 to Jan 31, 2005 · Warwick, Ri
- W•••• F•••• A••••••• to M••••• S••••••left Apr 26, 2024, registered Apr 12, 2024 (-14 days) · Wirehouse to wirehouse
- I••••••••• A••••••• A•••• M••••••••• L•• to W•••• F•••• A•••••••left Nov 23, 2016, registered Jun 20, 2016 (-156 days) · Other
- C••••••• R•••••••• I••••••••• A••••••• L•• to I••••••••• A••••••• A•••• M••••••••• L••left Jan 31, 2005, registered Jan 31, 2005 (0 days) · Other
- W•••••• G•••••• D••••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-04-12)Apr 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address