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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE PLANNED APPROACH

THE PLANNED APPROACH, INC., CRD 309276

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:776ca9c2-75ad-e484-8c5a-1055201feb62

Data as of Feb 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 19, 2020 to Feb 18, 2021
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $266MItem 5.F on the latest filing (2021-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $266M
Private client RAUM: $266MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 497
Individual clients: 29
High net worth clients: 94
Custody, client assets: $230M
SEC number: 801-118945
CRD: 309276
Filings on the tape: 3
First filed: May 19, 2020
Latest filed: Feb 18, 2021
Organised: Corporation, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUERIN, STEPHANIE, LYN	SHAREHOLDER/CEO/CHIEF COMPLIANCE OFFICER	D	yes	10/2002	May 19, 2020	Feb 18, 2021
HOKANSON, KELLY, JEANNE	SHAREHOLDER/PRESIDENT	C	yes	10/2002	May 19, 2020	Feb 18, 2021
PETERSON, STACI, DIANN	SHAREHOLDER/CHIEF OPERATING OFFICER	B	yes	09/2015	May 19, 2020	Feb 18, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 18, 2021	$266M	$266M	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$266M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	2	Nov 30, 2021	Dec 1, 2021	KANSAS CITY, MO	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE PLANNED APPROACH	2	Jun 29, 2020	Jun 24, 2020	KANSAS CITY, MO	Channel change	RIA to RIA	100.0%

Relationships

Controls (3)

← GUERIN, STEPHANIE, LYNOwnerSHAREHOLDER/CEO/CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 19, 2020 to presentfactForm ADV
← PETERSON, STACI, DIANNOwnerSHAREHOLDER/CHIEF OPERATING OFFICER, ownership code B, individual
May 19, 2020 to presentfactForm ADV
← HOKANSON, KELLY, JEANNEOwnerSHAREHOLDER/PRESIDENT, ownership code C, individual
May 19, 2020 to presentfactForm ADV

Moved with (2)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Nov 30, 2021 to Dec 1, 2021factForm ADV
← THE PLANNED APPROACHRegistered adviser2 advisors, team lift out, same day
Jun 29, 2020 to Jun 24, 2020factForm ADV

Registered with (2)

← STEPHANIE LYN GUERINAdvisorregistration: previous registration
Jun 24, 2020 to Nov 30, 2021factForm ADV
← KELLY JEANNE HOKANSONAdvisorregistration: previous registration
Jun 24, 2020 to Nov 30, 2021factForm ADV

Dated events

Occurred
May 19, 2020
Succession filed (Item 4)
The Planned Approach reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
May 19, 2020
First Form ADV filing
The Planned Approach filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:776ca9c2-75ad-e484-8c5a-1055201feb62
First observed: May 19, 2020
Last observed: Feb 18, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE PLANNED APPROACH

THE PLANNED APPROACH, INC., CRD 309276

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:776ca9c2-75ad-e484-8c5a-1055201feb62

Data as of Feb 18, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUERIN, STEPHANIE, LYN

SHAREHOLDER/CEO/CHIEF COMPLIANCE OFFICER

yes

10/2002

May 19, 2020

Feb 18, 2021

HOKANSON, KELLY, JEANNE

SHAREHOLDER/PRESIDENT

yes

10/2002

May 19, 2020

Feb 18, 2021

PETERSON, STACI, DIANN

SHAREHOLDER/CHIEF OPERATING OFFICER

yes

09/2015

May 19, 2020

Feb 18, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 18, 2021

$266M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$266M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Nov 30, 2021

Dec 1, 2021

KANSAS CITY, MO

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE PLANNED APPROACH

Jun 29, 2020

Jun 24, 2020

KANSAS CITY, MO

Channel change

RIA to RIA

100.0%