DFX Intelligence

T•• P•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1bsuccession filed

T•• P•••••• A•••••••

T•• P•••••• A•••••••, INC., CRD 166638

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:93220611-3646-af53-5dc9-331be1699654

Data as of Mar 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2013 to Mar 17, 2020
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $226M••• Locked
Discretionary RAUM: $226M
Private client RAUM: $226Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• S••••••••• L••	SHAREHOLDER/ CEO/ CHIEF COMPLIANCE OFFICER	D	yes	10/2002	Mar 6, 2013	Mar 17, 2020
H•••••••• K••••• J•••••	SHAREHOLDER/ PRESIDENT	C	yes	10/2002	Mar 6, 2013	Mar 17, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 26, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$226M	$187M	21.2%	$175M	8.9%	5	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• P•••••• A•••••••	2	Jun 29, 2020	Jun 24, 2020	KANSAS CITY, MO	Channel change	RIA to RIA	100.0%

Relationships

Controls (3)

← G•••••• S••••••••• L••OwnerSHAREHOLDER/ CEO/ CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 6, 2013 to presentfactForm ADV
← P•••••••• S••••• D••••OwnerSHAREHOLDER/ CHIEF OPERATING OFFICER, ownership code B, individual
Nov 11, 2015 to presentfactForm ADV
← H•••••••• K••••• J•••••OwnerSHAREHOLDER/ PRESIDENT, ownership code C, individual
Mar 6, 2013 to presentfactForm ADV

Registered with (2)

← S•••••••• LYN G•••••

Dated events

Occurred
Mar 17, 2020
Succession filed (Item 4)
T•• P•••••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Mar 6, 2013
First Form ADV filing
T•• P•••••• A•••••••, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93220611-3646-af53-5dc9-331be1699654
First observed: Mar 6, 2013
Last observed: Mar 17, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.