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Advisor at NEUBERGER BERMAN BD LLC
NORWALK, CT | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | No RAUM reported | Jun 21, 2022 | n/a | yes | NEW YORK, NY|NORWALK, CT | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 8, 2021 | Jun 1, 2022 | no | NEW YORK, NY|STAMFORD, CT | Previous registration |
| ALLIANZ GLOBAL INVESTORS U.S. LLC | Former SEC adviser | May 22, 2017 | Feb 11, 2020 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | NEUBERGER BERMAN BD LLC | Jun 1, 2022 | Jun 21, 2022 | 20 | Firm change | Other |
| ALLIANZ GLOBAL INVESTORS U.S. LLC | MML INVESTORS SERVICES, LLC | Feb 11, 2020 | Nov 8, 2021 | 636 | Firm change after gap | Other |