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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC

CRD 109627

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7784ee02-fab6-cb9c-d9f0-a62d8a4dfd0c

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 27, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2013-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 7
Accounts: 37
SEC number: 801-57906
CRD: 109627
Filings on the tape: 5
First filed: Mar 28, 2012
Latest filed: Mar 27, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.	Member	E	yes	12/2011	Jan 3, 2013	Mar 27, 2013
ALLIANZ ASSET MANAGEMENT OF AMERICA LLC	Partner	E	yes	12/2009	Jan 3, 2013	Mar 27, 2013
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC	SOLE STOCKHOLDER	E	yes	01/2013	Jan 3, 2013	Mar 27, 2013
ALLIANZ SE	SOLE STOCKHODER	E	yes	06/2012	Mar 28, 2012	Mar 27, 2013
FRANK, UDO	MEMBER, BOARD OF MANAGERS	Na	yes	01/2006	Mar 28, 2012	Mar 27, 2013
KOO, PAUL	CHIEF COMPLIANCE OFFICER	Na	yes	05/2011	Mar 28, 2012	Mar 27, 2013
MIGLIORI, SCOTT, T	MEMBER, BOARD OF MANAGERS	Na	yes	11/2011	Mar 28, 2012	Mar 27, 2013
OWEN, DAVID, CHRISTOPHER	SECRETARY, CHIEF LEGAL OFFICER	Na	yes	01/2010	Mar 28, 2012	Mar 27, 2013
PUNTORIERO, MICHAEL, JAMES	CHIEF FINANCIAL OFFICER	Na	yes	10/2012	Jan 3, 2013	Mar 27, 2013
RCM CAPITAL MANAGEMENT LLC	Member	E	yes	03/2012	Mar 28, 2012	Mar 27, 2013
SAAKE, THOMAS, WILLIAM	MEMBER, BOARD OF MANAGERS; PRESIDENT; TREASURER AND ASSISTANT SECRETARY	Na	yes	02/2002	Mar 28, 2012	Mar 27, 2013
SCHOLL, ERIC, KEITH	MEMBER, BOARD OF MANAGERS;CHIEF EXECUTIVE OFFICER;CHAIRMAN	Na	yes	04/2000	Mar 28, 2012	Mar 27, 2013
UTERMANN, ANDREAS, ERNST FERDINAND	GLOBAL CHIEF INVESTMENT OFFICER	Na	yes	01/2012	Mar 28, 2012	Mar 27, 2013
ALLIANZ EUROPE B.V.	SOLE STOCKHOLDER	E	no	06/2012	Jan 3, 2013	Mar 27, 2013
ALLIANZ OF AMERICA, INC.	Member	E	no	05/2000	Jan 3, 2013	Mar 27, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC	n/a	Former SEC adviser	$30B	N	yes	n/a
RCM CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$21B	Y	yes	n/a
NFJ INVESTMENT GROUP LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
RCM ASIA PACIFIC LIMITED	n/a	Former SEC adviser	$14B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS U.S. LLC	n/a	Former SEC adviser	$5.0B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$1.7B	$1.7B	13	7	n/a	n/a	n/a
2011	Mar 28, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$1.7B	$1.3B	35.3%	n/a	n/a	13	n/a	n/a	n/a

Relationships

Affiliated with (6)

→ NFJ INVESTMENT GROUP LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ RCMRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ RCM ASIA PACIFIC LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ALLIANZ GLOBAL INVESTORS U.S. LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← RCMRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (12)

← KOO, PAULOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← SAAKE, THOMAS, WILLIAMOwnerMEMBER, BOARD OF MANAGERS; PRESIDENT; TREASURER AND ASSISTANT SECRETARY, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← MIGLIORI, SCOTT, TOwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← FRANK, UDOOwnerMEMBER, BOARD OF MANAGERS, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← PUNTORIERO, MICHAEL, JAMESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 3, 2013 to presentfactForm ADV
← OWEN, DAVID, CHRISTOPHEROwnerSECRETARY, CHIEF LEGAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← UTERMANN, ANDREAS, ERNST FERDINANDOwnerGLOBAL CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← SCHOLL, ERIC, KEITHOwnerMEMBER, BOARD OF MANAGERS;CHIEF EXECUTIVE OFFICER;CHAIRMAN, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.OwnerMEMBER, ownership code E, domestic entity
Jan 3, 2013 to presentfactForm ADV
← ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCOwnerSOLE STOCKHOLDER, ownership code E, domestic entity
Jan 3, 2013 to presentfactForm ADV
← ALLIANZ SEOwnerSOLE STOCKHODER, ownership code E, foreign entity
Mar 28, 2012 to presentfactForm ADV
← RCM CAPITAL MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (2)

← ALLIANZ EUROPE B.V.OwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Jan 3, 2013 to presentfactForm ADV
← ALLIANZ OF AMERICA, INC.OwnerMEMBER, ownership code E, domestic entity
Jan 3, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7784ee02-fab6-cb9c-d9f0-a62d8a4dfd0c
First observed: Mar 28, 2012
Last observed: Mar 27, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC

CRD 109627

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7784ee02-fab6-cb9c-d9f0-a62d8a4dfd0c

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.

Member

yes

12/2011

Jan 3, 2013

Mar 27, 2013

ALLIANZ ASSET MANAGEMENT OF AMERICA LLC

Partner

yes

12/2009

Jan 3, 2013

Mar 27, 2013

ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC

SOLE STOCKHOLDER

yes

01/2013

Jan 3, 2013

Mar 27, 2013

ALLIANZ SE

SOLE STOCKHODER

yes

06/2012

Mar 28, 2012

Mar 27, 2013

FRANK, UDO

MEMBER, BOARD OF MANAGERS

yes

01/2006

Mar 28, 2012

Mar 27, 2013

KOO, PAUL

CHIEF COMPLIANCE OFFICER

yes

05/2011

Mar 28, 2012

Mar 27, 2013

MIGLIORI, SCOTT, T

MEMBER, BOARD OF MANAGERS

yes

11/2011

Mar 28, 2012

Mar 27, 2013

OWEN, DAVID, CHRISTOPHER

SECRETARY, CHIEF LEGAL OFFICER

yes

01/2010

Mar 28, 2012

Mar 27, 2013

PUNTORIERO, MICHAEL, JAMES

CHIEF FINANCIAL OFFICER

yes

10/2012

Jan 3, 2013

Mar 27, 2013

RCM CAPITAL MANAGEMENT LLC

Member

yes

03/2012

Mar 28, 2012

Mar 27, 2013

SAAKE, THOMAS, WILLIAM

MEMBER, BOARD OF MANAGERS; PRESIDENT; TREASURER AND ASSISTANT SECRETARY

yes

02/2002

Mar 28, 2012

Mar 27, 2013

SCHOLL, ERIC, KEITH

MEMBER, BOARD OF MANAGERS;CHIEF EXECUTIVE OFFICER;CHAIRMAN

yes

04/2000

Mar 28, 2012

Mar 27, 2013

UTERMANN, ANDREAS, ERNST FERDINAND

GLOBAL CHIEF INVESTMENT OFFICER

yes

01/2012

Mar 28, 2012

Mar 27, 2013

ALLIANZ EUROPE B.V.

SOLE STOCKHOLDER

06/2012

Jan 3, 2013

Mar 27, 2013

ALLIANZ OF AMERICA, INC.

Member

05/2000

Jan 3, 2013

Mar 27, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC

n/a

Former SEC adviser

$30B

yes

n/a

RCM CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$21B

yes

n/a

NFJ INVESTMENT GROUP LLC

n/a

Former SEC adviser

$20B

yes

n/a

RCM ASIA PACIFIC LIMITED

n/a

Former SEC adviser

$14B

yes

n/a

ALLIANZ GLOBAL INVESTORS U.S. LLC

n/a

Former SEC adviser

$5.0B

yes

n/a

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

$1.7B

n/a

2011

Mar 28, 2012

$1.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$1.7B

$1.3B

35.3%

n/a