DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC

CRD 108049

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c821211a-9352-8901-7bfc-5b319e2c5a49

Data as of May 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to May 31, 2016
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30BItem 5.F on the latest filing (2016-05-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 36
Advisory employees: 0
Accounts: 66
SEC number: 801-57798
CRD: 108049
Filings on the tape: 23
First filed: Dec 23, 2011
Latest filed: May 31, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.	Member	E	yes	07/2001	Dec 23, 2011	May 31, 2016
ALLIANZ ASSET MANAGEMENT OF AMERICA LLC	Partner	E	yes	12/2009	Jan 4, 2013	May 31, 2016
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC	Member	E	yes	07/2001	Jan 4, 2013	May 31, 2016
ALLIANZ SE	SOLE STOCKHOLDER	E	yes	06/2012	Dec 23, 2011	May 31, 2016
BENGTSON-OLIVIERI, ERIN	MEMBER OF MANAGEMENT BOARD	Na	yes	06/2014	May 12, 2014	May 31, 2016
CARROLL, JOHN, CHARLES	MEMBER OF MANAGEMENT BOARD	Na	yes	02/2012	Mar 29, 2012	May 31, 2016
CLAUSSEN, BARBARA, RUTH	MEMBER OF MANAGEMENT BOARD	Na	yes	10/2015	Oct 29, 2015	May 31, 2016
FUCCILLO, THOMAS, JOSEPH	CHIEF LEGAL OFFICER	Na	yes	09/2008	Dec 23, 2011	May 31, 2016
HARTER, THOMAS, LOWELL	CHIEF COMPLIANCE OFFICER	Na	yes	09/2014	Oct 1, 2014	May 31, 2016
JOBSON, DAVID, BOYD	MEMBER OF MANAGEMENT BOARD	Na	yes	02/2012	Mar 29, 2012	May 31, 2016
ALLIANZ EUROPE B.V.	SOLE STOCKHOLDER	E	no	06/2012	Jan 4, 2013	May 31, 2016
ALLIANZ OF AMERICA, INC.	Member	E	no	05/2000	Dec 23, 2011	May 31, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC	n/a	Asset manager	$3667B	N	yes	n/a
NFJ INVESTMENT GROUP LLC	n/a	Former SEC adviser	$20B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS U.S. LLC	n/a	Former SEC adviser	$5.0B	N	yes	n/a
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS GMBH	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS JAPAN CO. LTD.	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS SINGAPORE LTD.	n/a	n/a	n/a	N	yes	n/a
PIMCO INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$30B	$30B	36	n/a	n/a	n/a
2014	Mar 31, 2015	$37B	$37B	37	n/a	n/a	n/a
2013	Mar 28, 2014	$65B	$65B	35	n/a	n/a	n/a
2012	Mar 27, 2013	$55B	$55B	34	n/a	n/a	n/a
2011	Mar 29, 2012	$48B	$48B	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$30B	$37B	-18.6%	$55B	-18.7%	36	37	n/a	n/a

Relationships

Affiliated with (8)

→ PACIFIC INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NFJ INVESTMENT GROUP LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ALLIANZ GLOBAL INVESTORS U.S. LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← RCM ASIA PACIFIC LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← RCMRegistered adviserother investment adviser, bank, common control
factForm ADV
← ALLIANZ GLOBAL INVESTORS EUROPE GMBHRegistered adviserother investment adviser, common control
factForm ADV
← ALLIANZ GLOBAL INVESTORS SOLUTIONS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← CARROLL, JOHN, CHARLESOwnerMEMBER OF MANAGEMENT BOARD, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← FUCCILLO, THOMAS, JOSEPHOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← CLAUSSEN, BARBARA, RUTHOwnerMEMBER OF MANAGEMENT BOARD, ownership code NA, individual
Oct 29, 2015 to presentfactForm ADV
← BENGTSON-OLIVIERI, ERINOwnerMEMBER OF MANAGEMENT BOARD, ownership code NA, individual
May 12, 2014 to presentfactForm ADV
← JOBSON, DAVID, BOYDOwnerMEMBER OF MANAGEMENT BOARD, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← HARTER, THOMAS, LOWELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 1, 2014 to presentfactForm ADV
← ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.OwnerMEMBER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV
← ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Jan 4, 2013 to presentfactForm ADV
← ALLIANZ SEOwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Dec 23, 2011 to presentfactForm ADV

Owns (2)

← ALLIANZ EUROPE B.V.OwnerSOLE STOCKHOLDER, ownership code E, foreign entity
Jan 4, 2013 to presentfactForm ADV
← ALLIANZ OF AMERICA, INC.OwnerMEMBER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c821211a-9352-8901-7bfc-5b319e2c5a49
First observed: Dec 23, 2011
Last observed: May 31, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC

CRD 108049

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c821211a-9352-8901-7bfc-5b319e2c5a49

Data as of May 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANZ ASSET MANAGEMENT OF AMERICA L.P.

Member

yes

07/2001

Dec 23, 2011

May 31, 2016

ALLIANZ ASSET MANAGEMENT OF AMERICA LLC

Partner

yes

12/2009

Jan 4, 2013

May 31, 2016

ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC

Member

yes

07/2001

Jan 4, 2013

May 31, 2016

ALLIANZ SE

SOLE STOCKHOLDER

yes

06/2012

Dec 23, 2011

May 31, 2016

BENGTSON-OLIVIERI, ERIN

MEMBER OF MANAGEMENT BOARD

yes

06/2014

May 12, 2014

May 31, 2016

CARROLL, JOHN, CHARLES

MEMBER OF MANAGEMENT BOARD

yes

02/2012

Mar 29, 2012

May 31, 2016

CLAUSSEN, BARBARA, RUTH

MEMBER OF MANAGEMENT BOARD

yes

10/2015

Oct 29, 2015

May 31, 2016

FUCCILLO, THOMAS, JOSEPH

CHIEF LEGAL OFFICER

yes

09/2008

Dec 23, 2011

May 31, 2016

HARTER, THOMAS, LOWELL

CHIEF COMPLIANCE OFFICER

yes

09/2014

Oct 1, 2014

May 31, 2016

JOBSON, DAVID, BOYD

MEMBER OF MANAGEMENT BOARD

yes

02/2012

Mar 29, 2012

May 31, 2016

ALLIANZ EUROPE B.V.

SOLE STOCKHOLDER

06/2012

Jan 4, 2013

May 31, 2016

ALLIANZ OF AMERICA, INC.

Member

05/2000

Dec 23, 2011

May 31, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

n/a

Asset manager

$3667B

yes

n/a

NFJ INVESTMENT GROUP LLC

n/a

Former SEC adviser

$20B

yes

n/a

ALLIANZ GLOBAL INVESTORS U.S. LLC

n/a

Former SEC adviser

$5.0B

yes

n/a

ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS GMBH

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS JAPAN CO. LTD.

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS SINGAPORE LTD.

n/a

yes

n/a

PIMCO INVESTMENTS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$30B

n/a

2014

Mar 31, 2015

$37B

n/a

2013

Mar 28, 2014

$65B

n/a

2012

Mar 27, 2013

$55B

n/a

2011

Mar 29, 2012

$48B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$30B

$37B

-18.6%

$55B

-18.7%

n/a