DFX Intelligence

N••••• A•• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

N••••• A•• S••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Midland, MI

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Search this name across graphsid dfx:ria:778fe20c-a090-dfe3-16ab-2a706a646059

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 10, 2017	n/a	yes	Midland, MI	Current employment
C••••• A••••••• L••	Former SEC adviser	May 26, 2010	Jul 10, 2017	no	MIDLAND, MI\|MIDLAND, MI\|MIDLAND, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jul 10, 2017	Jul 10, 2017	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:6363:MI:2017-07-10	Jul 10, 2017	Jul 10, 2017	MIDLAND, MI	Firm change

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 10, 2017 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
May 26, 2010 to Jul 10, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:778fe20c-a090-dfe3-16ab-2a706a646059
First observed: May 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.