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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SOF MANAGEMENT, LLC

CRD 138787

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7792c95f-ddf9-d153-c580-a4ed4418e45f

Data as of Oct 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 24, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $33.0MItem 5.F on the latest filing (2012-10-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $33.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $59.0M
SEC number: 801-65245
CRD: 138787
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Oct 24, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SANDERS OPPORTUNITY FUND (INSTITUTIONAL), L.P.	Hedge Fund	$158,483	Mar 26, 2024	136	Mar 30, 2012	reported	021-40699
SANDERS OPPORTUNITY FUND, L.P.	Hedge Fund	$49,565	Mar 26, 2024	100	Mar 30, 2012	reported	021-40698

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEE SUMMER GP, LLC	GENERAL PARTNER	F	yes	04/2012	Sep 24, 2012	Oct 24, 2012
MORRIS, BEN, TILLMAN	Member	C	yes	10/2012	Oct 24, 2012	Oct 24, 2012
SANDERS, DONALD, ANTHONY	Member	C	yes	10/2012	Mar 30, 2012	Oct 24, 2012
SANDERS, DONALD, ANTHONY	CHIEF INVESTMENT OFFICER	Na	yes	12/1999	Mar 30, 2012	Oct 24, 2012
SMW INVESTMENTS I, LLC	Member	E	yes	10/2012	Oct 24, 2012	Oct 24, 2012
WEIR, DONALD, VERNON	Member	C	yes	10/2012	Oct 24, 2012	Oct 24, 2012
UNGER, JOHN, THOMAS	CHIEF COMPLIANCE OFFICER	Na	no	01/2007	Mar 30, 2012	Oct 24, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORRIS, BEN T.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$33.0M	$33.0M	n/a	n/a	n/a	2	$33.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$33.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ SANDERS OPPORTUNITY FUND (INSTITUTIONAL), L.P.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ SANDERS OPPORTUNITY FUND, L.P.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV

Controls (5)

← MORRIS, BEN, TILLMANOwnerMEMBER, ownership code C, individual
Oct 24, 2012 to presentfactForm ADV
← SANDERS, DONALD, ANTHONYOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← WEIR, DONALD, VERNONOwnerMEMBER, ownership code C, individual
Oct 24, 2012 to presentfactForm ADV
← LEE SUMMER GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 24, 2012 to presentfactForm ADV
← SMW INVESTMENTS I, LLCOwnerMEMBER, ownership code E, domestic entity
Oct 24, 2012 to presentfactForm ADV

Owns (1)

← UNGER, JOHN, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← DONALD ANTHONY SANDERSAdvisorregistration: previous registration
Feb 17, 2006 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7792c95f-ddf9-d153-c580-a4ed4418e45f
First observed: Mar 30, 2012
Last observed: Oct 24, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOF MANAGEMENT, LLC

CRD 138787

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7792c95f-ddf9-d153-c580-a4ed4418e45f

Data as of Oct 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SANDERS OPPORTUNITY FUND (INSTITUTIONAL), L.P.

Hedge Fund

$158,483

Mar 26, 2024

136

Mar 30, 2012

reported

021-40699

SANDERS OPPORTUNITY FUND, L.P.

Hedge Fund

$49,565

Mar 26, 2024

100

Mar 30, 2012

reported

021-40698

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEE SUMMER GP, LLC

GENERAL PARTNER

yes

04/2012

Sep 24, 2012

Oct 24, 2012

MORRIS, BEN, TILLMAN

Member

yes

10/2012

Oct 24, 2012

SANDERS, DONALD, ANTHONY

Member

yes

10/2012

Mar 30, 2012

Oct 24, 2012

SANDERS, DONALD, ANTHONY

CHIEF INVESTMENT OFFICER

yes

12/1999

Mar 30, 2012

Oct 24, 2012

SMW INVESTMENTS I, LLC

Member

yes

10/2012

Oct 24, 2012

WEIR, DONALD, VERNON

Member

yes

10/2012

Oct 24, 2012

UNGER, JOHN, THOMAS

CHIEF COMPLIANCE OFFICER

01/2007

Mar 30, 2012

Oct 24, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORRIS, BEN T.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$33.0M

n/a

$33.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$33.0M

n/a