DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

DONALD ANTHONY SANDERS

Advisor at SANDERS MORRIS LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d756e17e-7f37-6539-ef2e-293b6e59fd23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 17, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Donald Anthony Sanders

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANDERS MORRIS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 13
Exams: S63|S66
First exam: Jul 16, 1981
First registration: Feb 17, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 410116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANDERS MORRIS LLC	Independent wealth	Jul 17, 2006	n/a	yes	HOUSTON, TX	Current employment
SOF MANAGEMENT, LLC	Former SEC adviser	Feb 17, 2006	Dec 31, 2012	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOF MANAGEMENT, LLC	SANDERS MORRIS LLC	Dec 31, 2012	Jul 17, 2006	-2,359	Firm change after gap	Other

Relationships

Registered with (2)

→ SANDERS MORRIS LLCRegistered adviserregistration: current employment
Jul 17, 2006 to presentfactForm ADV
→ SOF MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 17, 2006 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d756e17e-7f37-6539-ef2e-293b6e59fd23
First observed: Feb 17, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DONALD ANTHONY SANDERS

Advisor at SANDERS MORRIS LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d756e17e-7f37-6539-ef2e-293b6e59fd23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANDERS MORRIS LLC

Independent wealth

Jul 17, 2006

n/a

yes

HOUSTON, TX

Current employment

SOF MANAGEMENT, LLC

Former SEC adviser

Feb 17, 2006

Dec 31, 2012

HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SOF MANAGEMENT, LLC

SANDERS MORRIS LLC

Dec 31, 2012

Jul 17, 2006

-2,359

Firm change after gap

Other