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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

RICHARD JAMES DEVLIN

Advisor at LPL FINANCIAL LLC

GIG HARBOR, WA

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Search this name across graphsid dfx:ria:779af083-d247-f7ae-d9cc-aec2c3204a04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 1, 1996
First registration: May 30, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2712056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 31, 2025	n/a	yes	GIG HARBOR, WA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 29, 2016	Aug 14, 2025	no	Tacoma, WA\|Bellevue, WA\|Gig Harbor, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 5, 2008	Feb 9, 2016	no	TACOMA, WA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Dec 8, 2008	no	TACOMA, WA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 30, 1997	Apr 2, 2007	no	TACOMA, WA\|TACOMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Aug 14, 2025	Jul 31, 2025	-14	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 9, 2016	Jan 29, 2016	-11	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Dec 8, 2008	Dec 5, 2008	-3	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:6363:WA:2016-02-09	Feb 9, 2016	Jan 29, 2016	TACOMA, WA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 29, 2016 to Aug 14, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 5, 2008 to Feb 9, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Dec 8, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 30, 1997 to Apr 2, 2007factForm ADV

Dated events

Occurred
Aug 14, 2025
Advisor changed firm
Richard James Devlin left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-07-31)
Form ADVobserved 6 days ago