DFX Intelligence

B•••• D•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••• D•••• M••••••••

Advisor at C•••••• L••

Rockford, IL

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Search this name across graphsid dfx:ria:779ce7da-5e6a-fca8-f0f7-a0ec911fdb12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• L••	Independent wealth	Aug 1, 2018	n/a	yes	Rockford, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 8, 2018	Jul 16, 2018	no	Madison, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C•••••• L••	Jul 16, 2018	Aug 1, 2018	16	Firm change	Ibd to RIA
R••••• W• B•••• • C•• I•••••••••	A••••••••• F•••••••• S•••••••• L••	Jan 12, 2018	Jan 8, 2018

Relationships

Registered with (4)

→ C•••••• L••Registered adviserregistration: current employment
Aug 1, 2018 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2018 to Jul 16, 2018factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jul 28, 2015 to Jan 12, 2018factForm ADV
→ S••••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:779ce7da-5e6a-fca8-f0f7-a0ec911fdb12
First observed: Mar 19, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.