DFX Intelligence

E•••• E• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

E•••• E• S•••••••

Advisor at W••• W•••••• I••

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77a14701-85d5-d601-e6a1-d8982d830512

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W•••••• I••	Independent wealth	Oct 10, 2025	n/a	yes	SEATTLE, WA	Current employment
M••••• S••••••	Wirehouse	Oct 28, 2022	Sep 23, 2025	no	Bellevue, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W••• W•••••• I••	Sep 23, 2025	Oct 10, 2025	17	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Oct 31, 2022	Oct 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:WA:2022-10-17	Oct 31, 2022	Oct 28, 2022	SEATTLE, WA	Firm change

Relationships

Registered with (3)

→ W••• W•••••• I••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 28, 2022 to Sep 23, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 5, 2012 to Oct 31, 2022factForm ADV

Dated events

Occurred
Sep 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77a14701-85d5-d601-e6a1-d8982d830512
First observed: Dec 5, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.