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CRD 167029
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAINES, JOSEPHINE, MARY | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2013 | Mar 27, 2013 | Aug 6, 2013 |
| SCHROEDER, MICHAEL, JOHN | President | C | yes | 01/2010 | Mar 27, 2013 | Aug 6, 2013 |
| SCHROEDER, MICHAEL, JOHN | Manager | Na | yes | 01/2010 | Mar 27, 2013 | Aug 6, 2013 |
| WASMER SCHROEDER & CO INC | SOLE MEMBER | E | yes | 01/2010 | Mar 27, 2013 | Aug 6, 2013 |
| WASMER, MARTIN, MANNING | Ceo | C | yes | 01/2010 | Mar 27, 2013 | Aug 6, 2013 |
| WASMER, MARTIN, MANNING | Manager | Na | yes | 01/2010 | Mar 27, 2013 | Aug 6, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WASMER SCHROEDER & CO INC | n/a | Former SEC adviser | $66.5M | Y | yes | n/a |