DFX Intelligence

A•• C•••••••• U••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

A•• C•••••••• U••••••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:77c253c1-da1c-db41-093d-cab1e47375af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jul 24, 2026	n/a	yes	TACOMA, WA\|OVERLAND PARK, KS\|BONNEY LAKE, WA\|SEATTLE, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 11, 2018	Aug 29, 2019	no	UNIVERSITY PLACE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••••••••	Aug 29, 2019	Jul 24, 2026	2,521	Firm change after gap	Other
R•••••• I•••••••••	L•• F•••••••• L••	Jul 1, 2016	Apr 11, 2018

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2018 to Aug 29, 2019factForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Mar 23, 2007 to Jul 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77c253c1-da1c-db41-093d-cab1e47375af
First observed: Mar 23, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.