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Advisor at OSAIC WEALTH, INC.
Eureka, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | Eureka, MO | Current employment |
| DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | n/a | May 11, 2016 | Nov 3, 2023 | no | ST. LOUIS, MO|WEST DES MOINES, IA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Nov 13, 2015 | Nov 3, 2023 | no | ST. LOUIS, MO|WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Firm change | Other |
| FSC SECURITIES CORPORATION | DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | Nov 3, 2023 | May 11, 2016 | -2,732 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115236:23131:IA:2023-11-03 | Nov 3, 2023 | Nov 3, 2023 | WEST DES MOINES, IA | Firm change |
| 7461:115236:IA:2023-11-03 | Nov 3, 2023 | May 11, 2016 | WEST DES MOINES, IA | Firm change after gap |