DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 27, 2026 | n/a | yes | RICHMOND, VA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 2, 2021 | Mar 31, 2026 | no | RICHMOND, VA|Glen Allen, VA|Richmond, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Mar 31, 2026 | Mar 27, 2026 | -4 | Firm change | Wirehouse to wirehouse |
| D•••• H••••• G•••••• W••••• A••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 6, 2021 |
| D•••• H••••• G•••••• W••••• A••••••• L•• | Former SEC adviser | Jan 3, 2017 | Jul 6, 2021 | no | Richmond, VA | Previous registration |
| D•••• H••••• G•••••• W••••• A••••••• L•• | Former SEC adviser | Apr 17, 2015 | Dec 31, 2016 | no | GLEN ALLEN, VA | Previous registration |
| M••••• S•••••• | Wirehouse | Mar 12, 2013 | Apr 22, 2015 | no | Richmond, VA | Previous registration |
| -4 |
| Firm change |
| RIA to wirehouse |
| M••••• S•••••• | D•••• H••••• G•••••• W••••• A••••••• L•• | Apr 22, 2015 | Apr 17, 2015 | -5 | Firm change | Other |