DFX Intelligence

M•••••• S• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

M•••••• S• G•••••••••

Advisor at C•••• C•••• T•••• C••••••

BETHESDA, MD

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Search this name across graphsid dfx:ria:77d8cc40-efdb-c540-8830-12dd07df0926

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••• T•••• C••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••• T•••• C••••••	Mixed wealth	Nov 22, 2005	n/a	yes	BETHESDA, MD	Current employment
C•••• C•••• F•••••••• S•••••••	n/a	Sep 6, 2007	Mar 26, 2009	no	BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••• F•••••••• S•••••••	n/a	Mar 26, 2009	n/a	n/a	Departure no registered destination	Departure
A•••• M••••••••• I••	C•••• C•••• T•••• C••••••	Nov 22, 2005	Nov 22, 2005	0

Relationships

Registered with (3)

→ C•••• C•••• T•••• C••••••Registered adviserregistration: current employment
Nov 22, 2005 to presentfactForm ADV
→ C•••• C•••• F•••••••• S•••••••Registered adviserregistration: previous registration
Sep 6, 2007 to Mar 26, 2009factForm ADV
→ A•••• M••••••••• I••Registered adviserregistration: previous registration
Oct 1, 1990 to Nov 22, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77d8cc40-efdb-c540-8830-12dd07df0926
First observed: Oct 1, 1990
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.