This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Nov 20, 2012

First registration

Aug 18, 2016

Dual registered

yes, broker-dealer

Other names

BRIAN J WALSH|BRIAN WALSH

IAPD individual key

6127953

• Occurred

  Mar 26, 2026
  Advisor changed firm

  Brian James Walsh left Ameriprise Financial Services, Llc for Cetera Investment Advisers Llc (registered 2026-03-16)

  Form ADVobserved 6 days ago
• Occurred

  Oct 6, 2025
  Advisor changed firm

  Brian James Walsh left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2025-09-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:77da3c32-c7b0-1708-ff60-918f09663e04

First observed

Aug 18, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.