DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Clearwater, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 3, 2025 | n/a | yes | Clearwater, FL | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 6, 2023 | Dec 20, 2024 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | C•••••• S••••• • C••• I••• | Dec 20, 2024 | Jan 3, 2025 | 14 | Firm change | Wirehouse to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | U•• F•••••••• S••••••• I••• | Sep 7, 2023 | Sep 6, 2023 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Oct 15, 2020 | Sep 7, 2023 | no | CLEARWATER, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 6, 2019 | Sep 28, 2020 | no | TAMPA, FL|NEW YORK, NY | Previous registration |
| F••••• I••••••••• | Independent wealth | Sep 19, 2016 | Jul 18, 2019 | no | PLANO, TX|PLANO, TX|CAMAS, WA | Previous registration |
| -1 |
| Firm change |
| Ibd to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Sep 28, 2020 | Oct 15, 2020 | 17 | Firm change | Wirehouse to ibd |
| F••••• I••••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 18, 2019 | Dec 6, 2019 | 141 | Firm change | RIA to wirehouse |