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Advisor at NEUBERGER BERMAN BD LLC
NEW YORK, NY | Fairfield, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | No RAUM reported | Nov 17, 2025 | n/a | yes | Fairfield, CT|NEW YORK, NY | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Nov 4, 2025 | no | FAIRFIELD, CT|NEW YORK, NY|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 3, 2024 | Mar 31, 2025 | no | NEW YORK, NY|FAIRFIELD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | NEUBERGER BERMAN BD LLC | Nov 4, 2025 | Nov 17, 2025 | 13 | Firm change | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |