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RIA / WealthAdvisor25 years in industry

FARID ANTONIO KRIZMAN

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA | Pasadena, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 14, 2001
First registration: Feb 5, 2002
Dual registered: no
Other names: FARID A. KRIZMAN
IAPD individual key: 4188795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Aug 29, 2025	n/a	yes	NEW ORLEANS, LA\|Pasadena, CA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 6, 2008	Aug 7, 2025	no	PASADENA, CA\|Santa Clarita, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 17, 2006	May 17, 2007	no	PASADENA, CA\|LOS ANGELES, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 26, 2003	Jul 17, 2006	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 5, 2002	Nov 7, 2003	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	NEWEDGE ADVISORS	Aug 7, 2025	Aug 29, 2025	22	Firm change	Ibd to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	ADVICE AND PLANNING SERVICES	May 17, 2007	Mar 6, 2008	294	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jul 17, 2006	Jul 17, 2006	0	Firm change	Other
MORGAN STANLEY DW INC.	CUNA BROKERAGE SERVICES, INC.	Nov 7, 2003	Nov 26, 2003	19	Firm change	Other

Relationships

Registered with (5)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 6, 2008 to Aug 7, 2025factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 17, 2006 to May 17, 2007factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 26, 2003 to Jul 17, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 5, 2002 to Nov 7, 2003factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
Farid Antonio Krizman left Advice And Planning Services for Newedge Advisors (registered 2025-08-29)
Form ADVobserved 5 days ago