DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | n/a | yes | GREENWOOD VILLAGE, CO|Colorado Springs, CO | Current employment |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Dec 2, 2021 | Apr 3, 2023 | no | Colorado Springs, CO|GREENWOOD VILLAGE, CO | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 3, 2020 | Oct 19, 2021 | no | COLORADO SPRINGS, CO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Feb 5, 2020 | no | Colorado Springs, CO | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 15, 2014 | Mar 25, 2017 | no | GREENWOOD VILLAGE, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | PERSONAL CAPITAL ADVISORS CORPORATION | Oct 19, 2021 | Dec 2, 2021 | 44 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | WOODBURY FINANCIAL SERVICES, INC. | Feb 5, 2020 | Feb 3, 2020 | -2 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:421:CO:2020-02-05 | Feb 5, 2020 | Feb 3, 2020 | COLORADO SPRINGS, CO | Firm change |