DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• B••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 6316083

Feed of 09/14/2026

Also filed as Courtney Kristen Hall

At current firm

3 y

since Apr 3, 2023

In the industry

12 y

since Nov 25, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 3, 2023 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Dec 2, 2021 to Apr 3, 2023 · Colorado Springs, Co
W••••••• F•••••••• S•••••••• I••• former
Feb 3, 2020 to Oct 19, 2021 · Colorado Springs, Co
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Feb 5, 2020 · Colorado Springs, Co
M•• F•••••••• S•••••••• I••• former
Aug 15, 2014 to Mar 25, 2017 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
W••••••• F•••••••• S•••••••• I••• to P••••••• C•••••• A••••••• C•••••••••
left Oct 19, 2021, registered Dec 2, 2021 (44 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Feb 5, 2020, registered Feb 3, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address