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J•••••• L•••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J•••••• L•••• E••••••

Advisor at M••••••

Bellevue, WA | Vancouver, WA

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Search this name across graphsid dfx:ria:780520e6-5998-be91-3ffa-c215df7489e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	Bellevue, WA\|Vancouver, WA	Current employment
E• W••••• A•••••••	Independent wealth	Nov 18, 2021	Jul 31, 2026	no	VANCOUVER, WA\|TORRANCE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	M••••••	Jul 31, 2026	Aug 31, 2026	31	Firm change	RIA to ibd

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jul 31, 2026factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
J•••••• L•••• E•••••• left E• W••••• A••••••• for Mariner (registered 2026-08-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:780520e6-5998-be91-3ffa-c215df7489e6
First observed: Nov 18, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.