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Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Laguna Niguel, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 10, 2022 | n/a | yes | Laguna Niguel, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 24, 2016 | Apr 18, 2022 | no | IRVINE, CA|EL SEGUNDO, CA|IRVINE, CA|ROSEVILLE, CA|WALNUT CREEK, CA|IRVINE, CA|ST. LOUIS, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 3, 2013 | May 6, 2016 | no | Los Angeles, CA|MINNEAPOLIS, MN|Newport Beach, CA|Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Apr 18, 2022 | May 10, 2022 | 22 | Firm change | Wirehouse to wirehouse |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | May 6, 2016 | May 24, 2016 | 18 | Firm change | Ibd to wirehouse |