DFX Intelligence

R••• D••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

R••• D••••• T•••••

Advisor at P••••••••• • A• E••••••••• C••••••

OWINGS MILLS, MD | PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:780e67b5-7b01-f147-b002-b32af712256b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Nov 15, 2023	n/a	yes	OWINGS MILLS, MD\|PHILADELPHIA, PA	Current employment
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Former SEC adviser	Dec 21, 2022	Nov 15, 2023	no	ISELIN, NJ\|Philadelphia, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	P••••••••• • A• E••••••••• C••••••	Nov 15, 2023	Nov 15, 2023	0	Firm change	RIA to RIA
C••••••••• F•••••••• N••••••	E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Sep 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
121863:133777:PA:2023-11-15	Nov 15, 2023	Nov 15, 2023	PHILADELPHIA, PA	Firm change
8032:121863:NJ:2022-09-06	Sep 6, 2022	Dec 21, 2022	MERCHANTVILLE, NJ	Firm change

Relationships

Registered with (3)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Nov 15, 2023 to presentfactForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2022 to Nov 15, 2023factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jun 30, 2020 to Sep 6, 2022factForm ADV

Dated events

Occurred
Nov 15, 2023
Advisor changed firm
R••• D••••• T••••• left E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• for P••••••••• • A• E••••••••• C•••••• (registered 2023-11-15)
Form ADVobserved 7 days ago
Occurred
Sep 6, 2022
Advisor changed firm
R••• D••••• T••••• left C••••••••• F•••••••• N•••••• for E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• (registered 2022-12-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:780e67b5-7b01-f147-b002-b32af712256b
First observed: Jun 30, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.