DFX Intelligence

E•• R•••• T•••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

E•• R•••• T•••• A••

Advisor at U•• F•••••••• S••••••• I•••

BEVERLY HILLS, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:7812231f-0881-a5cf-cc2b-f466fa4ac4cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	May 17, 2023	n/a	yes	SAN FRANCISCO, CA\|BEVERLY HILLS, CA	Current employment
G••••• K••••••• W••••• • I••••••••• M•••••••••	Independent wealth	May 19, 2020	Apr 27, 2023	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• K••••••• W••••• • I••••••••• M•••••••••	U•• F•••••••• S••••••• I•••	Apr 27, 2023	May 17, 2023	20	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
May 17, 2023 to presentfactForm ADV
→ G••••• K••••••• W••••• • I••••••••• M•••••••••Registered adviserregistration: previous registration
May 19, 2020 to Apr 27, 2023factForm ADV

Dated events

Occurred
Apr 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7812231f-0881-a5cf-cc2b-f466fa4ac4cd
First observed: May 19, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.