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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

GERBER KAWASAKI, INC., CRD 153649

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a46763dd-7bd5-2a20-04dd-6fde2afacc6b

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 11
On other graphs: 0
Observed: Mar 5, 2014 to Jul 7, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.1BItem 5.F on the latest filing (2026-07-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.9B
Private client RAUM: $4.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 39
RAUM per advisor: $105Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 59
Advisory employees: 36
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 20,094
Individual clients: 8,719
High net worth clients: 706
SEC number: 801-79339
CRD: 153649
Filings on the tape: 46
First filed: Mar 5, 2014
Latest filed: Jul 7, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 39

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROSS MATTHEW GERBER	n/a	SANTA MONICA, CA	16	32	2	no
DANILO KAWASAKI	Certified Financial Planner	SANTA MONICA, CA	16	24	1	no
HATEM BEN DHIAB	Certified Financial Planner	SANTA MONICA, CA	16	21	1	no
MATTHEW IANTOSCA	Certified Financial Planner	SANTA MONICA, CA	16	17	1	no
ZACHARY VINCENT BAINTER	Certified Financial Planner	SANTA MONICA, CA	16	17	n/a	no
FRANCINE S LAI	Certified Financial Planner	SANTA MONICA, CA	15	17	n/a	no
EYAL MAIER SHMILOVICH	n/a	SANTA MONICA, CA	15	17	n/a	no
ELIJAH JEROME SOUZA	Certified Financial Planner	SANTA MONICA, CA	15	17	1	no
ROBERT CARL CASTILLO	Certified Financial Planner	SANTA MONICA, CA	15	17	n/a	no
BRYAN ANTHONY MIRANDA	n/a	SANTA MONICA, CA	13	18	1	no
BENJAMIN THOMAS DUNBAR	Certified Financial Planner	SANTA MONICA, CA	11	11	n/a	no
NICHOLAS NATHAN LICOURIS	Certified Financial Planner	SANTA MONICA, CA	11	12	n/a	no
KAYTLIN MARIE HALL	n/a	SANTA MONICA, CA	10	14	n/a	no
MICHAEL ADAM BAKER	n/a	SANTA MONICA, CA	8	10	n/a	no
Brett Thomas Sifling	n/a	SANTA MONICA, CA	8	13	n/a	no
Ziad Hijazi	n/a	SANTA MONICA, CA	6	11	n/a	no
Kyle Clark	n/a	SANTA MONICA, CA	6	12	n/a	no
NICHOLAS PAUL ANDUZE	n/a	SANTA MONICA, CA	6	14	n/a	no
SAGE MICHAEL CASAGA	n/a	SANTA MONICA, CA	6	11	n/a	no
Daniel L. Mezzera	n/a	SANTA MONICA, CA	5	19	n/a	no
Shawn Fernando DaCruz	n/a	SANTA MONICA, CA	5	10	n/a	no
Robert Lewis	n/a	SANTA MONICA, CA	5	12	n/a	no
JULIE VUONG	n/a	SANTA MONICA, CA	5	13	1	no
Steven Evensen	Certified Financial Planner	SANTA MONICA, CA	4	14	n/a	no
Mia Elena Samson	n/a	SANTA MONICA, CA	4	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GERBER, ROSS, MATTHEW	PRESIDENT/CHIEF EXECUTIVE OFFICER	C	yes	05/2010	Jul 7, 2026	Jul 7, 2026
KAWASAKI, DANILO	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	C	yes	05/2010	Jul 7, 2026	Jul 7, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$4.1B	$3.9B	59	36	0	n/a	n/a
2024	Mar 31, 2025	$3.2B	$3.0B	54	33	0	n/a	n/a
2023	Mar 29, 2024	$2.6B	$2.4B	48	29	0	n/a	n/a
2022	Mar 6, 2023	$2.2B	$2.1B	46	26	0	n/a	n/a
2021	Mar 28, 2022	$2.0B	$2.0B	45	28	0	n/a	n/a
2020	Mar 10, 2021	$1.8B	$1.8B	34	25	0	n/a	n/a
2019	Mar 2, 2020	$1.1B	$1.1B	30	23	0	n/a	n/a
2018	Mar 5, 2019	$778M	$774M	26	18	1	n/a	n/a
2017	Feb 9, 2018	$656M	$489M	22	15	1	n/a	n/a
2016	Jan 26, 2017	$503M	$230M	24	19	n/a	n/a	n/a
2015	Feb 8, 2016	$301M	$160M	24	15	n/a	n/a	n/a
2014	Mar 3, 2015	$215M	$86.4M	21	12	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$3.2B	28.8%	$2.2B	23.3%	59	54	1	0

Relationships

Registered with (54)

← BRENDAN JUNGAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Benedict John McGrathAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Chase McCormickAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← Ashley Danielle GuapoAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Daniel Pascal KutschAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← BROGAN GERALD MOONEYAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← RYAN GOMEZAdvisorregistration: current employment
Jun 16, 2025 to presentfactForm ADV
← ROBERT PAUL VETTIAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← Evan Malcolm RiceAdvisorregistration: current employment
Jan 21, 2025 to presentfactForm ADV
← Xiaoxiao BiAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Benjamin Arthur RosbachAdvisorregistration: current employment
Nov 22, 2024 to presentfactForm ADV
← JEFF J. KIMAdvisorregistration: current employment
Aug 25, 2023 to presentfactForm ADV
← Michael GilmanAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← Saleem Jimmy BisharatAdvisorregistration: current employment
Sep 9, 2022 to presentfactForm ADV
← Mia Elena SamsonAdvisorregistration: current employment
Jan 10, 2022 to presentfactForm ADV
← Steven EvensenAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← JULIE VUONGAdvisorregistration: current employment
Aug 31, 2021 to presentfactForm ADV
← Robert LewisAdvisorregistration: current employment
Jun 22, 2021 to presentfactForm ADV
← Shawn Fernando DaCruzAdvisorregistration: current employment
Jun 18, 2021 to presentfactForm ADV
← Daniel L. MezzeraAdvisorregistration: current employment
Apr 17, 2021 to presentfactForm ADV
← SAGE MICHAEL CASAGAAdvisorregistration: current employment
Jun 18, 2020 to presentfactForm ADV
← NICHOLAS PAUL ANDUZEAdvisorregistration: current employment
Dec 26, 2019 to presentfactForm ADV
← Kyle ClarkAdvisorregistration: current employment
Dec 18, 2019 to presentfactForm ADV
← Ziad HijaziAdvisorregistration: current employment
Oct 30, 2019 to presentfactForm ADV
← MICHAEL ADAM BAKERAdvisorregistration: current employment
Jan 11, 2018 to presentfactForm ADV
← Brett Thomas SiflingAdvisorregistration: current employment
Jan 11, 2018 to presentfactForm ADV
← KAYTLIN MARIE HALLAdvisorregistration: current employment
Feb 1, 2016 to presentfactForm ADV
← NICHOLAS NATHAN LICOURISAdvisorregistration: current employment
Aug 21, 2015 to presentfactForm ADV
← BENJAMIN THOMAS DUNBARAdvisorregistration: current employment
May 28, 2015 to presentfactForm ADV
← BRYAN ANTHONY MIRANDAAdvisorregistration: current employment
Jan 15, 2013 to presentfactForm ADV
and 24 more

Controls (2)

← GERBER, ROSS, MATTHEWOwnerPRESIDENT/CHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 5, 2014 to Mar 29, 2024factForm ADV
← KAWASAKI, DANILOOwnerVICE PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 5, 2014 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Gerber Kawasaki Wealth & Investment Management reported RAUM $4.1B, up 29% from $3.2B (2025-05-12 to 2026-03-31)
Form ADVobserved 4 days ago
$918M
Occurred
Aug 18, 2025
Advisor changed firm
Drew Morgan Marinelli left Gerber Kawasaki Wealth & Investment Management for Ibn Advisory Services, Inc. (registered 2025-04-18)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Wendy Wan Turk left Gerber Kawasaki Wealth & Investment Management for The Wealthgarden F.S. Llc (registered 2023-09-01)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2023
Advisor changed firm
Eva Rivka Tamar Agi left Gerber Kawasaki Wealth & Investment Management for Ubs Financial Services Inc. (registered 2023-05-17)
Form ADVobserved 4 days ago
Occurred
Jan 17, 2023
Advisor changed firm
Gregory Michael Fields left Gerber Kawasaki Wealth & Investment Management for Wells Fargo Advisors (registered 2023-01-13)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2022
Advisor changed firm
Thomas Edward Donnelly left Gerber Kawasaki Wealth & Investment Management for Donnelly Investments (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Nona Agbo left Gerber Kawasaki Wealth & Investment Management for Wells Fargo Advisors (registered 2022-03-14)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2021
Regulatory AUM changed
Gerber Kawasaki Wealth & Investment Management reported RAUM $1.8B, up 60% from $1.1B (2020-09-28 to 2021-03-10)
Form ADVobserved 4 days ago
$680M
Occurred
Mar 2, 2020
Regulatory AUM changed
Gerber Kawasaki Wealth & Investment Management reported RAUM $1.1B, up 45% from $778.2M (2019-09-05 to 2020-03-02)
Form ADVobserved 4 days ago
$348M
Occurred
Feb 9, 2018
Regulatory AUM changed
Gerber Kawasaki Wealth & Investment Management reported RAUM $656.5M, up 31% from $502.9M (2017-11-17 to 2018-02-09)
Form ADVobserved 4 days ago
$154M
Occurred
Mar 5, 2014
First Form ADV filing
Gerber Kawasaki, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a46763dd-7bd5-2a20-04dd-6fde2afacc6b
First observed: Mar 5, 2014
Last observed: Jul 7, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

GERBER KAWASAKI, INC., CRD 153649

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a46763dd-7bd5-2a20-04dd-6fde2afacc6b

Data as of Jul 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROSS MATTHEW GERBER

n/a

SANTA MONICA, CA

DANILO KAWASAKI

Certified Financial Planner

SANTA MONICA, CA

HATEM BEN DHIAB

Certified Financial Planner

SANTA MONICA, CA

MATTHEW IANTOSCA

Certified Financial Planner

SANTA MONICA, CA

ZACHARY VINCENT BAINTER

Certified Financial Planner

SANTA MONICA, CA

n/a

FRANCINE S LAI

Certified Financial Planner

SANTA MONICA, CA

n/a

EYAL MAIER SHMILOVICH

n/a

SANTA MONICA, CA

n/a

ELIJAH JEROME SOUZA

Certified Financial Planner

SANTA MONICA, CA

ROBERT CARL CASTILLO

Certified Financial Planner

SANTA MONICA, CA

n/a

BRYAN ANTHONY MIRANDA

n/a

SANTA MONICA, CA

BENJAMIN THOMAS DUNBAR

Certified Financial Planner

SANTA MONICA, CA

n/a

NICHOLAS NATHAN LICOURIS

Certified Financial Planner

SANTA MONICA, CA

n/a

KAYTLIN MARIE HALL

n/a

SANTA MONICA, CA

n/a

MICHAEL ADAM BAKER

n/a

SANTA MONICA, CA

n/a

Brett Thomas Sifling

n/a

SANTA MONICA, CA

n/a

Ziad Hijazi

n/a

SANTA MONICA, CA

n/a

Kyle Clark

n/a

SANTA MONICA, CA

n/a

NICHOLAS PAUL ANDUZE

n/a

SANTA MONICA, CA

n/a

SAGE MICHAEL CASAGA

n/a

SANTA MONICA, CA

n/a

Daniel L. Mezzera

n/a

SANTA MONICA, CA

n/a

Shawn Fernando DaCruz

n/a

SANTA MONICA, CA

n/a

Robert Lewis

n/a

SANTA MONICA, CA

n/a

JULIE VUONG

n/a

SANTA MONICA, CA

Steven Evensen

Certified Financial Planner

SANTA MONICA, CA

n/a

Mia Elena Samson

n/a

SANTA MONICA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GERBER, ROSS, MATTHEW

PRESIDENT/CHIEF EXECUTIVE OFFICER

yes

05/2010

Jul 7, 2026

KAWASAKI, DANILO

VICE PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/2010

Jul 7, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$4.1B

$3.9B

n/a

2024

Mar 31, 2025

$3.2B

$3.0B

n/a

2023

Mar 29, 2024

$2.6B

$2.4B

n/a

2022

Mar 6, 2023

$2.2B

$2.1B

n/a

2021

Mar 28, 2022

$2.0B

n/a

2020

Mar 10, 2021

$1.8B

n/a

2019

Mar 2, 2020

$1.1B

n/a

2018

Mar 5, 2019

$778M

$774M

n/a

2017

Feb 9, 2018

$656M

$489M

n/a

2016

Jan 26, 2017

$503M

$230M

n/a

2015

Feb 8, 2016

$301M

$160M

n/a

2014

Mar 3, 2015

$215M

$86.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.1B

$3.2B

28.8%

$2.2B

23.3%