A••••• S•••

Advisor at H•••••••• A•••••••• L••

Alpharetta, GA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78199098-6378-f019-eb0b-41044334e51d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 20, 2022	n/a	yes	CHICAGO, IL\|Alpharetta, GA	Current employment
B••••••• W••••• M••••••••• L••	Former SEC adviser	Jan 21, 2020	Dec 10, 2021	no	ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• M••••••••• L••	H•••••••• A•••••••• L••	Dec 10, 2021	Oct 20, 2022	314	Firm change	RIA to ibd
R•••••• W••••• M••••••••• L••	B••••••• W••••• M••••••••• L••	Dec 31, 2019	Jan 21, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
305670:145323:GA:2021-12-10	Dec 10, 2021	Oct 20, 2022	ALPHARETTA, GA	Firm change
148284:305670:GA:2019-12-31	Dec 31, 2019	Jan 21, 2020	ALPHARETTA, GA	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 20, 2022 to presentfactForm ADV
→ B••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2020 to Dec 10, 2021factForm ADV
→ R•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 7, 2018 to Dec 31, 2019factForm ADV
→ N••• W••••• M••••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78199098-6378-f019-eb0b-41044334e51d
First observed: Mar 29, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.