RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• S•••
- H•••••••• A•••••••• L•• BD affiliated currentsince Oct 20, 2022 · Chicago, Il
- B••••••• W••••• M••••••••• L•• formerJan 21, 2020 to Dec 10, 2021 · Alpharetta, Ga
- R•••••• W••••• M••••••••• L•• formerFeb 7, 2018 to Dec 31, 2019 · Alpharetta, Ga
- N••• W••••• M••••••••• G••••• L•• formerMar 29, 2016 to Aug 1, 2017 · Atlanta, Ga
- B••••••• W••••• M••••••••• L•• to H•••••••• A•••••••• L••left Dec 10, 2021, registered Oct 20, 2022 (314 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••••• W••••• M••••••••• L•• to B••••••• W••••• M••••••••• L••left Dec 31, 2019, registered Jan 21, 2020 (21 days) · RIA to a newly registered adviser · moved with a team
- N••• W••••• M••••••••• G••••• L•• to R•••••• W••••• M••••••••• L••left Aug 1, 2017, registered Feb 7, 2018 (190 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address