DFX Intelligence

J•••• P•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J•••• P•••••• A••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:7825bb62-8861-a071-674a-19707329740b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 29, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 26, 2022	n/a	yes	Minneapolis, MN	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Jan 15, 2016	Apr 7, 2022	no	Guilford, CT\|WASHINGTON, DC\|GUILFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	A••••••••• F•••••••• S•••••••• L••	Apr 7, 2022	Aug 26, 2022	141	Firm change	Other
S•••••••• F•••••••• A•••••••• L••	M••••••••• R•••••••••	Dec 11, 2015	Jan 15, 2016

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Jan 15, 2016 to Apr 7, 2022factForm ADV
→ S•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 24, 2013 to Dec 11, 2015factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7825bb62-8861-a071-674a-19707329740b
First observed: Feb 27, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.