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Advisor at SVL INVESTMENT MANAGEMENT
PLACENTIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SVL INVESTMENT MANAGEMENT | Former SEC adviser | Apr 16, 2025 | n/a | yes | PLACENTIA, CA | Current employment |
| LIBERTY WEALTH MANAGEMENT, LLC | Independent wealth | May 17, 2018 | Jun 17, 2019 | no | Laguna Niguel, CA|OAKLAND, CA | Previous registration |
| LIBERTY WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 22, 2008 | Oct 10, 2018 | no | OAKLAND, CA|OAKLAND, CA|LAGUNA NIGUEL, CA|LAGUNA WOODS, CA|SAN CLEMENTE, CA | Previous registration |
| LIBERTY GROUP, LLC | n/a | Oct 4, 2005 | May 30, 2008 | no | LAGUNA WOODS, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Mar 30, 2001 | Apr 6, 2005 | no | SAN JUAN CAPISTRANO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIBERTY WEALTH MANAGEMENT, LLC | SVL INVESTMENT MANAGEMENT | Jun 17, 2019 | Apr 16, 2025 | 2,130 | Firm change after gap | Other |
| LIBERTY WEALTH MANAGEMENT, LLC | LIBERTY WEALTH MANAGEMENT, LLC | Oct 10, 2018 | May 17, 2018 | -146 | Channel change | Other |
| LIBERTY GROUP, LLC | LIBERTY WEALTH MANAGEMENT, LLC | May 30, 2008 | Oct 22, 2008 | 145 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | LIBERTY GROUP, LLC | Apr 6, 2005 | Oct 4, 2005 | 181 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106036:286001:CA:2018-10-10 | Oct 10, 2018 | May 17, 2018 | SAN CLEMENTE, CA | Firm change after gap |