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RIA / WealthAdvisorCertified Financial Planner27 years in industry

Antonio Betancourt

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA | Clark, NJ

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Search this name across graphsid dfx:ria:783d1dea-63d2-e80c-384c-c17c2ead1478

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jul 23, 1999
First registration: Jan 30, 2008
Dual registered: no
Other names: TONY BETANCOURT
IAPD individual key: 2106624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Apr 21, 2023	n/a	yes	KING OF PRUSSIA, PA\|Clark, NJ	Current employment
ASCENDANT 360 LLC	n/a	Sep 27, 2022	Apr 5, 2023	no	CLARK, NJ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 28, 2017	Jun 23, 2022	no	CLARK, NJ\|Clark, NJ\|PHOENIX, AZ	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Jan 30, 2008	Nov 29, 2017	no	CLARK, NJ\|APPLETON, WI\|CLARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASCENDANT 360 LLC	ETHOS FINANCIAL GROUP, LLC	Apr 5, 2023	Apr 21, 2023	16	Firm change	Other
SAGEPOINT FINANCIAL, INC.	ASCENDANT 360 LLC	Jun 23, 2022	Sep 27, 2022	96	Firm change	Other
SII INVESTMENTS, INC.	SAGEPOINT FINANCIAL, INC.	Nov 29, 2017	Nov 28, 2017	-1	Firm change	Other

Relationships

Registered with (4)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ ASCENDANT 360 LLCRegistered adviserregistration: previous registration
Sep 27, 2022 to Apr 5, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 28, 2017 to Jun 23, 2022factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 30, 2008 to Nov 29, 2017factForm ADV

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
Antonio Betancourt left Ascendant 360 Llc for Ethos Financial Group, Llc (registered 2023-04-21)
Form ADVobserved 4 days ago
Occurred
Jun 23, 2022
Advisor changed firm
Antonio Betancourt left Sagepoint Financial, Inc. for Ascendant 360 Llc (registered 2022-09-27)
Form ADVobserved 4 days ago