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RIA / WealthAdvisor33 years in industry

JAMES MATHEW FRITS

Advisor at USI ADVISORS

Seattle, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USI ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Apr 28, 1997
First registration: May 7, 1997
Dual registered: no
Other names: JAMIE FRITS
IAPD individual key: 2879566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USI ADVISORS	Institutional manager	Apr 27, 2017	n/a	yes	Seattle, WA	Current employment
COLUMBIA PACIFIC WEALTH MANAGEMENT	Former SEC adviser	Jun 1, 2015	Aug 31, 2023	no	SEATTLE, WA	Previous registration
KIBBLE & PRENTICE HOLDING COMPANY	Former SEC adviser	Oct 6, 2005	May 1, 2017	no	SEATTLE, WA	Previous registration
KIBBLE & PRENTICE, INC.	n/a	May 7, 1997	Dec 15, 2003	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMBIA PACIFIC WEALTH MANAGEMENT	USI ADVISORS	Aug 31, 2023	Apr 27, 2017	-2,317	Firm change after gap	Other
KIBBLE & PRENTICE HOLDING COMPANY	COLUMBIA PACIFIC WEALTH MANAGEMENT	May 1, 2017	Jun 1, 2015	-700	Firm change after gap	Other
KIBBLE & PRENTICE, INC.	KIBBLE & PRENTICE HOLDING COMPANY	Dec 15, 2003	Oct 6, 2005	661	Firm change after gap	Other

Relationships

Registered with (4)

→ USI ADVISORSRegistered adviserregistration: current employment
Apr 27, 2017 to presentfactForm ADV
→ COLUMBIA PACIFIC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 1, 2015 to Aug 31, 2023factForm ADV
→ KIBBLE & PRENTICE HOLDING COMPANYRegistered adviserregistration: previous registration
Oct 6, 2005 to May 1, 2017factForm ADV
→ KIBBLE & PRENTICE, INC.Registered adviserregistration: previous registration
May 7, 1997 to Dec 15, 2003factForm ADV

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
James Mathew Frits left Columbia Pacific Wealth Management for Usi Advisors (registered 2017-04-27)
Form ADVobserved 4 days ago