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RIA / WealthAdvisorCertified Financial Planner31 years in industry

LISA LYNN ROCCAFORTE

Advisor at THE MAIN STREET GROUP

GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:783e138d-b5b4-bb45-98db-128a389e841d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE MAIN STREET GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 21, 1994
First registration: May 25, 2000
Dual registered: no
IAPD individual key: 2535949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE MAIN STREET GROUP	Independent wealth	Oct 15, 2015	n/a	yes	GLEN ALLEN, VA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 25, 2015	Nov 13, 2015	no	GLEN ALLEN, VA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jun 1, 2008	Feb 25, 2015	no	GLEN ALLEN, VA	Previous registration
BI INVESTMENTS, LLC	n/a	Sep 8, 2003	Jun 1, 2008	no	MECHANICSVILLE, VA\|GLEN ALLEN, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	May 25, 2000	Sep 22, 2003	no	MECHANICSVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THE MAIN STREET GROUP	Nov 13, 2015	Oct 15, 2015	-29	Firm change	Other
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 25, 2015	Feb 25, 2015	0	Firm change	Other
BI INVESTMENTS, LLC	OSAIC INSTITUTIONS, INC.	Jun 1, 2008	Jun 1, 2008	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	BI INVESTMENTS, LLC	Sep 22, 2003	Sep 8, 2003	-14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:175502:VA:2015-11-13	Nov 13, 2015	Oct 15, 2015	GLEN ALLEN, VA	Firm change

Relationships

Registered with (5)

→ THE MAIN STREET GROUPRegistered adviserregistration: current employment
Oct 15, 2015 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 25, 2015 to Nov 13, 2015factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jun 1, 2008 to Feb 25, 2015factForm ADV
→ BI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 8, 2003 to Jun 1, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
May 25, 2000 to Sep 22, 2003factForm ADV

Dated events

No dated event names this entity yet.