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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THE MAIN STREET GROUP

THE MAIN STREET GROUP, LTD, CRD 175502

GLEN ALLEN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2125941c-a403-abae-d413-77fc7ba4fb44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 4
On other graphs: 0
Observed: Apr 10, 2018 to Sep 14, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=4.0
Regulatory AUM: $515MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $515M
Private client RAUM: $503MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $57.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,488
Individual clients: 589
High net worth clients: 122
SEC number: 801-113192
CRD: 175502
Filings on the tape: 37
First filed: Apr 10, 2018
Latest filed: Sep 14, 2026
Organised: Corporation, VA
Website: themainstreetgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAWRENCE EDWIN GRIMES	Certified Financial Planner	GLEN ALLEN, VA	11	35	2	no
LISA LYNN ROCCAFORTE	Certified Financial Planner	GLEN ALLEN, VA	10	31	4	no
THOMAS ANDREW LOVE	Certified Financial Planner	GLEN ALLEN, VA	10	18	2	no
VIRGINIA ADCOX MYLKS	n/a	GLEN ALLEN, VA	10	36	2	no
ROBERT SPAULDING SHOWALTER	n/a	GLEN ALLEN, VA	8	13	2	no
John G Spiers	Chartered Financial Analyst	GLEN ALLEN, VA	7	22	2	no
Craig H Heah	n/a	GLEN ALLEN, VA	4	18	n/a	no
Jeremy C Woltz	n/a	GLEN ALLEN, VA	1	12	n/a	no
Scott Russell O'Neill	n/a	GLEN ALLEN, VA	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, CAROLBETH	Member	B	yes	06/2015	Apr 10, 2018	Nov 7, 2024
CRAWFORD, STEVEN, GLENN	Member	D	yes	06/2015	Apr 10, 2018	Nov 7, 2024
Delgado, Chelsea, Anne	MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	B	no	03/2019	Oct 27, 2020	Nov 7, 2024
LOVE, THOMAS, ANDREW	PARTNER / SENIOR VICE PRESIDENT	B	no	09/2019	Sep 29, 2019	Nov 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Fairfax	Va	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026	$515M	$515M	13	8	1	n/a	n/a
2024	Apr 9, 2025	$415M	$415M	13	8	1	n/a	n/a
2023	Mar 29, 2024	$325M	$325M	13	9	1	n/a	n/a
2022	Mar 28, 2023	$224M	$224M	13	9	1	n/a	n/a
2021	Mar 10, 2022	$276M	$276M	13	9	1	n/a	n/a
2020	Mar 11, 2021	$207M	$207M	13	9	1	n/a	n/a
2019	Mar 12, 2020	$159M	$159M	13	9	1	n/a	n/a
2018	Mar 15, 2019	$116M	$116M	13	9	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$515M	$415M	24.3%	$224M	32.0%	13	13	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	5	Nov 13, 2015	Oct 22, 2015	GLEN ALLEN, VA	Team lift out	Other	0.1%

Relationships

Registered with (15)

← Scott Russell O'NeillAdvisorregistration: current employment
Apr 18, 2025 to presentfactForm ADV
← Jeremy C WoltzAdvisorregistration: current employment
Mar 14, 2025 to presentfactForm ADV
← Craig H HeahAdvisorregistration: current employment
Dec 13, 2021 to presentfactForm ADV
← John G SpiersAdvisorregistration: previous registration
Mar 13, 2018 to Nov 20, 2018factForm ADV
← ROBERT SPAULDING SHOWALTERAdvisorregistration: current employment
Mar 13, 2018 to presentfactForm ADV
← VIRGINIA ADCOX MYLKSAdvisorregistration: current employment
Oct 22, 2015 to presentfactForm ADV
← THOMAS ANDREW LOVEAdvisorregistration: current employment
Oct 16, 2015 to presentfactForm ADV
← LISA LYNN ROCCAFORTEAdvisorregistration: current employment
Oct 15, 2015 to presentfactForm ADV
← LAWRENCE EDWIN GRIMESAdvisorregistration: current employment
Sep 2, 2015 to presentfactForm ADV
← CHRISTIN BONOMONTEAdvisorregistration: previous registration
Dec 16, 2016 to Jun 2, 2021factForm ADV
← CHARLES MCCRAY WILLIAMSAdvisorregistration: previous registration
Oct 15, 2015 to Mar 13, 2018factForm ADV
← STEVEN GARY PRESTYLYAdvisorregistration: previous registration
Oct 15, 2015 to Jan 22, 2018factForm ADV
← CATHERINE SHANER CARLOCKAdvisorregistration: previous registration
Oct 15, 2015 to Jan 19, 2018factForm ADV
← ROBERT MANNING LOFLINAdvisorregistration: previous registration
Oct 15, 2015 to Nov 22, 2017factForm ADV
← CHRISTOPHER LEE FARVERAdvisorregistration: previous registration
Oct 15, 2015 to Oct 7, 2016factForm ADV

Controls (2)

← CRAWFORD, STEVEN, GLENNOwnerMEMBER, ownership code D, individual
Apr 10, 2018 to Nov 7, 2024factForm ADV
← COOK, CAROLBETHOwnerMEMBER, ownership code B, individual
Apr 10, 2018 to Nov 7, 2024factForm ADV

Owns (2)

← LOVE, THOMAS, ANDREWOwnerPARTNER / SENIOR VICE PRESIDENT, ownership code B, individual
Sep 29, 2019 to Nov 7, 2024factForm ADV
← Delgado, Chelsea, AnneOwnerMEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Oct 27, 2020 to Nov 7, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser5 advisors, team lift out
Nov 13, 2015 to Oct 22, 2015factForm ADV

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
The Main Street Group reported RAUM $324.9M, up 45% from $224.1M (2023-09-20 to 2024-03-29)
Form ADVobserved 4 days ago
$101M
Occurred
Nov 19, 2021
Control person left
Marie Patricia Woodie (Chief Compliance Officer) no longer on Schedule A of The Main Street Group (listed 2021-03-11, absent 2021-11-19)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2020
Control person joined
Marie Patricia Woodie (Chief Compliance Officer) appeared on Schedule A of The Main Street Group
Form ADVobserved 4 days ago
Occurred
Apr 10, 2018
First Form ADV filing
The Main Street Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2125941c-a403-abae-d413-77fc7ba4fb44
First observed: Apr 10, 2018
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MAIN STREET GROUP

THE MAIN STREET GROUP, LTD, CRD 175502

GLEN ALLEN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2125941c-a403-abae-d413-77fc7ba4fb44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAWRENCE EDWIN GRIMES

Certified Financial Planner

GLEN ALLEN, VA

LISA LYNN ROCCAFORTE

Certified Financial Planner

GLEN ALLEN, VA

THOMAS ANDREW LOVE

Certified Financial Planner

GLEN ALLEN, VA

VIRGINIA ADCOX MYLKS

n/a

GLEN ALLEN, VA

ROBERT SPAULDING SHOWALTER

n/a

GLEN ALLEN, VA

John G Spiers

Chartered Financial Analyst

GLEN ALLEN, VA

Craig H Heah

n/a

GLEN ALLEN, VA

n/a

Jeremy C Woltz

n/a

GLEN ALLEN, VA

n/a

Scott Russell O'Neill

n/a

GLEN ALLEN, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, CAROLBETH

Member

yes

06/2015

Apr 10, 2018

Nov 7, 2024

CRAWFORD, STEVEN, GLENN

Member

yes

06/2015

Apr 10, 2018

Nov 7, 2024

Delgado, Chelsea, Anne

MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

03/2019

Oct 27, 2020

Nov 7, 2024

LOVE, THOMAS, ANDREW

PARTNER / SENIOR VICE PRESIDENT

09/2019

Sep 29, 2019

Nov 7, 2024

City

State

Country

Employees

Also broker-dealer

Fairfax

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$515M

n/a

2024

Apr 9, 2025

$415M

n/a

2023

Mar 29, 2024

$325M

n/a

2022

Mar 28, 2023

$224M

n/a

2021

Mar 10, 2022

$276M

n/a

2020

Mar 11, 2021

$207M

n/a

2019

Mar 12, 2020

$159M

n/a

2018

Mar 15, 2019

$116M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$515M

$415M

24.3%

$224M

32.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Nov 13, 2015

Oct 22, 2015

GLEN ALLEN, VA

Team lift out

Other

0.1%