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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

JOSHUA MICHAEL GREENWALD

Advisor at WELLS FARGO ADVISORS

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78404dfa-1089-0613-e56d-0605c90f2f2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 12, 1997
First registration: Jul 1, 1999
Dual registered: yes, broker-dealer
Other names: JOSHUA GREENWALD
IAPD individual key: 2961354

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 6, 2023	n/a	yes	HUNT VALLEY, MD	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 3, 2006	Oct 6, 2023	no	HUNT VALLEY, MD\|LUTHERVILLE, MD\|HUNT VALLEY, MD\|HUNT VALLEY, MD\|HUNT VALLEY, MD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 1, 1999	Nov 7, 2006	no	HUNT VALLEY, MD\|HUNT VALLEY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Oct 6, 2023	Oct 6, 2023	0	Channel change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Nov 7, 2006	Nov 3, 2006	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:MD:2023-10-06	Oct 6, 2023	Oct 6, 2023	HUNT VALLEY, MD	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 3, 2006 to Oct 6, 2023factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 1, 1999 to Nov 7, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78404dfa-1089-0613-e56d-0605c90f2f2a
First observed: Jul 1, 1999
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSHUA MICHAEL GREENWALD

Advisor at WELLS FARGO ADVISORS

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78404dfa-1089-0613-e56d-0605c90f2f2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Oct 6, 2023

n/a

yes

HUNT VALLEY, MD

Current employment

WELLS FARGO ADVISORS

Wirehouse

Nov 3, 2006

Oct 6, 2023

HUNT VALLEY, MD|LUTHERVILLE, MD|HUNT VALLEY, MD|HUNT VALLEY, MD|HUNT VALLEY, MD

Previous registration

A. G. EDWARDS & SONS, INC.

n/a

Jul 1, 1999

Nov 7, 2006

HUNT VALLEY, MD|HUNT VALLEY, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Oct 6, 2023

Channel change

Wirehouse to wirehouse

A. G. EDWARDS & SONS, INC.

WELLS FARGO ADVISORS

Nov 7, 2006

Nov 3, 2006

-4

Firm change

Other

Team

Left

Joined

From

Kind

19616:11025:MD:2023-10-06

Oct 6, 2023

HUNT VALLEY, MD

Firm change