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RIA / WealthAdvisorCertified Financial Planner21 years in industry

JAMES ALAN KUXHAUS

Advisor at SAVVY

Valparaiso, IN | NEW YORK, NY

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Search this name across graphsid dfx:ria:7847fa2f-4c16-fdcc-41a4-8dfa90080a19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 22, 2004
First registration: Oct 22, 2010
Dual registered: no
IAPD individual key: 4828029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Aug 3, 2026	n/a	yes	Valparaiso, IN\|NEW YORK, NY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 9, 2024	Aug 6, 2026	no	Salem, OR\|SAN DIEGO, CA\|Salem, OR\|Valparaiso, IN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Sep 10, 2024	no	SALEM, OR\|VALPARAISO, IN	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 25, 2016	Mar 21, 2024	no	SALEM, OR\|PORTLAND, OR\|SALEM, OR\|VALPARAISO, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 8, 2011	Sep 8, 2016	no	SALEM, OR\|SALEM, OR\|OLYMPIA, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 22, 2010	Dec 9, 2011	no	SALEM, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	Savvy	Aug 6, 2026	Aug 3, 2026	-3	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 10, 2024	Sep 9, 2024	-1	Firm change	Ibd to ibd
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2024	Mar 21, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CETERA ADVISORS LLC	Sep 8, 2016	Aug 25, 2016	-14	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Dec 9, 2011	Dec 8, 2011	-1	Firm change	Other

Relationships

Registered with (6)

→ SAVVYRegistered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Sep 9, 2024 to Aug 6, 2026factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Sep 10, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 25, 2016 to Mar 21, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 8, 2011 to Sep 8, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 22, 2010 to Dec 9, 2011factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
James Alan Kuxhaus left Commonwealth Financial Network for Savvy (registered 2026-08-03)
Form ADVobserved 5 days ago
Occurred
Sep 10, 2024
Advisor changed firm
James Alan Kuxhaus left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2024-09-09)
Form ADVobserved 5 days ago